Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis MoranBridgemark Wealth ManagementSunTrust Investment Services, Inc.08-16-2019
Waheed A. SiddiquiCitigroup Global Markets Inc.SunTrust Investment Services, Inc.04-07-2015
Joseph Robert O'ConnorEdward JonesSunTrust Investment Services, Inc.$15004-17-2017
Patricia Ann AlmonyEquity Services, Inc.SunTrust Investment Services, Inc.06-19-2018
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Steven Louis CavagnaroM&T Securities, Inc.Suntrust Investment Services, Inc.04-15-2015
Joseph Kenneth Stewart IIIM&T Securities, Inc.SunTrust Investment Services, Inc.08-27-2014
George Lawrence BarnettM&T Securities, Inc.SunTrust Investment Services, Inc.10-01-2012
William S. PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
Justin Wade RomeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-12-2015
Antony WykesMorgan StanleySunTrust Investment Services, Inc.04-07-2017
Robert Weilt Sitton Jr.Morgan StanleySunTrust Investment Services, Inc.$5003-31-2017
Kevin Patrick EbelMorgan StanleySunTrust Investment Services, Inc.01-27-2012
Leonard Mark CohenMorgan StanleySunTrust Investment Services, Inc.01-19-2012
John Cochran Buck Jr.Morgan StanleySunTrust Investment Services, Inc.12-03-2010
Henry Malcolm LynchMorgan StanleySunTrust Investment Services, Inc.05-29-2009
Steven Eugene SweigertPKS Investment Advisors LLCSunTrust Investment Services, Inc.08-28-2015
Jeffrey Alan HamiltonPNC InvestmentsSunTrust Investment Services, Inc.$5012-13-2017
Beverly Darlene ThomasPNC InvestmentsSunTrust Investment Services, Inc.03-01-2012
Kirk D BROOKSRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.06-22-2018
Chad Wesley EberlyRBC Capital Markets, LLCSunTrust Investment Services, Inc.09-05-2017
Diane Marie MuhlerSecurian Financial Services, Inc.SunTrust Investment Services, Inc.12-27-2018
Thomas Joseph Gletner Jr.SunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.10-07-2016
Bradley Craig LivengoodSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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