Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. BurlesonAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.12-20-2012
Paul Andrew FurtonBanc of America Investment Services, Inc.SunTrust Investment Services, Inc.$10001-09-2009
Brian Thomas LutzBanc of America Investment Services, Inc.SunTrust Investment Services, Inc.01-09-2009
Francis MoranBridgemark Wealth ManagementSunTrust Investment Services, Inc.08-16-2019
Patpong ThaiyodCambridge Investment Research, Inc.SunTrust Investment Services, Inc.08-17-2016
Elizabeth Andes BrownCetera Advisor Networks LLCSunTrust Investment Services, Inc.$15001-06-2020
Waheed A. SiddiquiCitigroup Global Markets Inc.SunTrust Investment Services, Inc.04-07-2015
Lori Ann ScottCitigroup Global Markets Inc.SunTrust Investment Services, Inc.12-09-2010
Thomas Clark ClearyCitigroup Global Markets Inc.SunTrust Investment Services, Inc.05-29-2009
Jerry Dominic TrumanCitigroup Global Markets Inc.SunTrust Investment Services, Inc.05-29-2009
Patricia Ann AlmonyEquity Services, Inc.SunTrust Investment Services, Inc.06-19-2018
Jonathon Mark GunnHSBC Securities (USA) Inc.SunTrust Investment Services, Inc.10-09-2019
Jonathan C. WangHSBC Securities (USA) Inc.SunTrust Investment Services, Inc.07-24-2019
Emily Ann HersteinJemma Financial ServicesSunTrust Investment Services, Inc.02-16-2017
Bruce Clay FletcherKestra Investment Services, LLCSunTrust Investment Services, Inc.01-25-2012
Steven Michael GoldbergLincoln Financial Advisors CorporationSunTrust Investment Services, Inc.$10006-20-2018
Primus Injeel CokleyLPL Financial LLCSunTrust Investment Services, Inc.05-22-2017
David Michael PlasseM&T Securities, Inc.SunTrust Investment Services, Inc.06-07-2017
Steven Louis CavagnaroM&T Securities, Inc.Suntrust Investment Services, Inc.04-15-2015
Joseph Kenneth Stewart IIIM&T Securities, Inc.SunTrust Investment Services, Inc.08-27-2014
George Lawrence BarnettM&T Securities, Inc.SunTrust Investment Services, Inc.10-01-2012
Daniela A AmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.01-17-2020
Danny EmbreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$2512-13-2018
William S. PeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-05-2018
Annette Marie NicolayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.03-16-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.