Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Lynn O'KeefeFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.07-29-2019
Charles Warren SmithFifth Third Securities, Inc.SunTrust Investment Services, Inc.04-01-2019
Anne Murray LloydWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.03-29-2019
Christopher R GruinWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-12-2018
Gary Craig CrenshawRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1,00008-24-2018
Steffen Michelle PerryPNC InvestmentsSunTrust Investment Services, Inc.07-13-2018
Theodore Robert CetolaCharles Schwab & Co., Inc.SunTrust Investment Services, Inc.05-08-2018
Irene Story ChandlerLPL Financial LLCSunTrust Investment Services, Inc.05-01-2018
Pamela Foreman WrightFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.04-03-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
Martin FrostFSC Securities CorporationSunTrust Investment Services, Inc.03-19-2018
Nicole June RobertsonFSC Securities CorporationSunTrust Investment Services, Inc.02-14-2018
Jared Edward NewmanCetera Investment Services LLCSunTrust Investment Services, Inc.01-12-2018
Kristina Lynn PyleWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-02-2017
Frederick William StansberryQuestar Capital CorporationSunTrust Investment Services, Inc.09-06-2017
Jeffrey Michael WaltersLPL Financial LLCSunTrust Investment Services, Inc.$2509-01-2017
Nicholas Arthur NielsenIndependent Advisor Alliance, LLCSunTrust Investment Services, Inc.09-01-2017
Janene Swift TompkinsArmor Investment Advisors, LLCSunTrust Investment Services, Inc.07-13-2017
Nelson Mahan KellyOppenheimer & Co. Inc.SunTrust Investment Services, Inc.$10007-06-2017
Lance Kevin WilsonFidelity Brokerage Services LLCSunTrust Investment Services, Inc.05-10-2017
Joseph Thomas BayseWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-28-2017
Gregory Wayne BassCUSO Financial Services, L.P.SunTrust Investment Services, Inc.03-23-2017
David Scott BowenFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.02-09-2017
Michael Emmett LenahanLPL Financial LLCSunTrust Investment Services, Inc.$5012-14-2016
Jesse Babb Crumpler Jr.CUNA Brokerage Services, Inc.SunTrust Investment Services, Inc.11-10-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.