Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adele P. LandersSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-19-2016
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.04-16-2010
Andrew D. StolnickiSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-13-2016
Bernice C. PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2018
Bridgit Lee BennettEdward JonesSunTrust Investment Services, Inc.$1002-03-2017
Bryan James KagariseMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-10-2018
Cara Laiolo BeckerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.04-13-2011
Carmen Rosalia EastesSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Chester Michael Waggoner Jr.Fifth Third Securities, Inc.SunTrust Investment Services, Inc.05-08-2017
Christopher Winfield FordSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Claude Nathan Adkins Jr.LPL Financial LLCSunTrust Investment Services, Inc.$5009-12-2016
David James BrownWells Fargo Advisors Financial Network, LLCSunTrust Investment Services, Inc.$1009-28-2018
David Mark BowerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
Derek Grant DeguireSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-01-2016
Earnest Ruby Smith IIISunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-01-2016
Eric Brett HardingMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-20-2011
Frank Leslie HavilandRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.10-13-2015
George Robert ColemanLPL Financial LLCSunTrust Investment Services, Inc.$10010-22-2013
Holly Coe LockleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
James Heath RaperFTB Advisors, Inc.SunTrust Investment Services, Inc.11-18-2013
James Porter Mason Jr.SunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-18-2016
Jared P. RoatenPrincipal Securities, Inc.SunTrust Investment Services, Inc.$2502-15-2018
Jeffrey James AlgerSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-31-2016
Jeffrey Layne JohnsonRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.12-05-2017
Jeffrey Scott HattonLPL Financial LLCSunTrust Investment Services, Inc.$5006-15-2017
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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