Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Declan Martin O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$101-25-2019
Michael Patrick O'KeefeBB&T Securities, LLCSunTrust Investment Services, Inc.$2509-25-2018
Joshua Adam StrangeLPL Financial LLCSunTrust Investment Services, Inc.$5005-17-2018
Alberto Elias HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
Patrycja PlucinskiEdward JonesSunTrust Investment Services, Inc.$15003-29-2018
Hasan Quadir NockWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$1,00002-23-2018
Brandon WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15011-15-2017
Tanya Perkins VessWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
James Brian RohallAllstate Financial Services, LLCSunTrust Investment Services, Inc.03-20-2017
John Francis FitchettMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.12-22-2016
Matthew A PoeLPL Financial LLCSunTrust Investment Services, Inc.10-24-2016
Louie Saji AtanganTD Private Client Wealth LLCSunTrust Investment Services, Inc.10-20-2016
Matthew Edward GaffeySpire Securities, LLCSunTrust Investment Services, Inc.$2507-18-2016
Tracy Lewis RandleWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.07-06-2016
Ezra Corbin AmissAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$106-30-2016
Tanzima AshrafiBB&T INVESTMENT SERVICES, INC.SunTrust Investment Services, Inc.04-27-2016
Anthony Ghassan RaadCetera Advisors LLCSunTrust Investment Services, Inc.02-12-2016
Clarence Buford Taylor Jr.BB&T Securities, LLCSunTrust Investment Services, Inc.$10001-15-2016
Felix Mike Loredo Jr.Citigroup Global Markets Inc.SunTrust Investment Services, Inc.$15001-04-2016
Derek Hammond LaymanCetera Advisor Networks LLCSunTrust Investment Services, Inc.12-14-2015
Nancy Susan GordonRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$5011-23-2015
Lori Anne CaumeilMorgan StanleySunTrust Investment Services, Inc.09-18-2015
Matthew Aaron JohnsonRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$15007-27-2015
Larry Dewayne ComstockWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.06-17-2015
Daniel Aaron Morgan PriceBB&T Securities, LLCSunTrust Investment Services, Inc.05-15-2015
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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