Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Torsten Blaine HermansenLPL Financial LLCSunTrust Investment Services, Inc.06-11-2019
William Hayward CoryAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.04-26-2019
Declan M O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.01-25-2019
Michael Patrick O'KeefeBB&T Securities, LLCSunTrust Investment Services, Inc.$2509-25-2018
Joshua Adam StrangeLPL Financial LLCSunTrust Investment Services, Inc.$5005-17-2018
Alberto E. HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
Patrycja PlucinskiEdward JonesSunTrust Investment Services, Inc.$15003-29-2018
Hasan Quadir NockWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$1,00002-23-2018
Tanya Perkins VessWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Brandon WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Louie Saji AtanganTD Private Client Wealth LLCSunTrust Investment Services, Inc.10-20-2016
Nelson Shigeo LutzSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-28-2016
Kathleen Seifert GravesSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Eun Joo FentonSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Tonya CrostonSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Frederic Aroyce Berry IIISunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Shaun Philip SimsSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Roland Javier GeronimoSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Calvin James HatcherSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Donald Joseph EbnerSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Bert Burr Henderson IVSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Marilyn S. DanielSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Gary Alan FirebaughSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
Bridget Theresa DoaneSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-27-2016
James Joseph McCormackSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-21-2016
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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