Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark F LeonardMorgan StanleySunTrust Investment Services, Inc.$43502-13-2015
The Taitague Krahe Tatum Doyle GroupWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$52006-07-2012
Danny Hoang NguyenHSBC Securities (USA) Inc.SunTrust Investment Services, Inc.09-23-2020
Michael Wayne SmithWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.02-11-2020
Mark D MillsAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.11-26-2019
Jeffrey Paul WinnebergerFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.10-09-2019
Michael N HudginsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15010-08-2019
Tyler Alexander SorensenEdward JonesSunTrust Investment Services, Inc.07-15-2019
David Wayne Moore IIMorgan StanleySunTrust Investment Services, Inc.06-10-2019
William Hayward CoryAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.04-26-2019
Joshua Gustav KuhnertTD Private Client Wealth LLCSunTrust Investment Services, Inc.04-22-2019
Brian Ronald KucskarMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.02-20-2019
Declan M OConnellAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.01-25-2019
Michael Patrick OKeefeBB&T Securities, LLCSunTrust Investment Services, Inc.$2509-25-2018
Joshua Adam StrangeLPL Financial LLCSunTrust Investment Services, Inc.$5005-17-2018
Alberto Elias HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
Patrycja PlucinskiEdward JonesSunTrust Investment Services, Inc.$15003-29-2018
Jessica Dawn HeneberryOld Dominion Capital Management Inc.SunTrust Investment Services, Inc.03-21-2018
Shellie Bowman SrLifeMark Securities Corp.SunTrust Investment Services, Inc.$15003-19-2018
Tanya Perkins VessWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Brandon WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15011-15-2017
Michelle Diane YoungRaymond James & Associates, Inc.SunTrust Investment Services, Inc.02-03-2017
Louie Saji AtanganTD Private Client Wealth LLCSunTrust Investment Services, Inc.10-20-2016
Kevin Scott SeayKanawha Capital Management, LLCSunTrust Investment Services, Inc.08-02-2016
Matthew E GaffeySpire Securities, LLCSunTrust Investment Services, Inc.$2507-18-2016
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.