Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph F. BeamCapital Investment Co.Suntrust Investment Services$3811-20-2013
Julio Castro, Michael Cozene, Arthur NodererEvercore Wealth ManagementSuntrust Investment Services04-07-2014
Andrew HillHightower AdvisorsSuntrust Investment Services$26008-21-2017
Matt Otto, Karen RivotHightower AdvisorsSuntrust Investment Services$32003-14-2016
Roger Shaffer, Rhonda Lamb, Perry NeumanHightower AdvisorsSuntrust Investment Services$30005-31-2013
Adam BurnettHilliard LyonsSuntrust Investment Services$7011-13-2018
Nic Nielsen, Jeff WaltersIndependent Advisor AllianceSuntrust Investment Services$12509-01-2017
Michael BurkeLPL FinancialSuntrust Investment Services$10506-28-2017
Harry MullenLPL FinancialSuntrust Investment Services$7205-19-2017
David VigilLPL FinancialSuntrust Investment Services$8405-03-2017
Robert MartinLPL FinancialSuntrust Investment Services$6704-06-2017
Steve WardLPL FinancialSuntrust Investment Services$5003-30-2017
Garth LurveyLPL FinancialSuntrust Investment Services$5012-15-2016
Michael LenahanLPL FinancialSuntrust Investment Services$7512-14-2016
Jonathan A. Owenby, Jeffrey T. JonesLPL FinancialSuntrust Investment Services$15009-16-2013
Mark F. LeonardMorgan Stanley Wealth ManagementSuntrust Investment Services$43502-13-2015
Sam Oakley, Jon Lockmiller, Brian Dixon, Taylor Francis, Beverly HerbertRaymond JamesSuntrust Investment Services$70011-08-2017
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
Clay HoffmanSummit Brokerage ServicesSuntrust Investment Services$8405-03-2013
The Taitague, Krahe, Tatum & Doyle GroupWells Fargo AdvisorsSuntrust Investment Services$52006-07-2012

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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