Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derech Hans BachmannJ.P. Morgan Securities LLCTD Ameritrade, Inc.08-25-2020
Michael S. HermannLarson Financial Securities, LLCTD Ameritrade, Inc.03-25-2020
Eric Douglas SinkCitigroup Global Markets Inc.TD Ameritrade, Inc.03-16-2020
Casey Jay FasnutCitigroup Global Markets Inc.TD Ameritrade, Inc.03-11-2020
Kyle Samuel LaroccaNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.03-04-2020
Jeffrey Robert JohnsMML Investors Services, LLCTD Ameritrade, Inc.02-20-2020
Jason A CarpenterCitigroup Global Markets Inc.TD Ameritrade, Inc.02-19-2020
Eric Andrew FinchWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-24-2020
Jennifer Rene ConleyWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-21-2020
Dylan Thomas King-LemonsMutual of Omaha Investor Services, Inc.TD Ameritrade, Inc.12-16-2019
Ryan Samuel FedderStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.11-04-2019
Alyse Nicole JenkinsWells Fargo Clearing Services, LLCTD Ameritrade, Inc.10-17-2019
Nancy Catherine VogtEdward JonesTD Ameritrade, Inc.10-09-2019
Sean Anthony FullerU.S. Bancorp Investments, Inc.TD Ameritrade, Inc.09-16-2019
Aaron J DeterdingLarson Financial Securities, LLCTD Ameritrade, Inc.09-16-2019
Kevin Lee SullivanEdward JonesTD Ameritrade, Inc.08-06-2019
Adam R MonicalEdward JonesTD Ameritrade, Inc.08-05-2019
Jack Joseph CantalinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-14-2019
Kara B. KeysMML Investors Services, LLCTD Ameritrade, Inc.05-16-2019
Paul Anthony Carl IIIWells Fargo Clearing Services, LLCTD Ameritrade, Inc.04-16-2019
Daniel Lucas HartmannCliftonLarsonAllen Wealth Advisors, LLCTD Ameritrade, Inc.03-06-2019
Jason Thomas VickWells Fargo Clearing Services, LLCTD Ameritrade, Inc.02-14-2019
Brett Thomas AbellWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-31-2019
Ryan Andrew MccollumWells Fargo Clearing Services, LLCTD Ameritrade, Inc.11-01-2018
Michael Joseph GrzedaStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.09-25-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.