Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jackie Leroy Battles Jr.NYLIFE Securities LLCTD Ameritrade, Inc.03-21-2020
Kevin Michael RyanMercer Allied Company, L.P.TD Ameritrade, Inc.$15003-13-2020
Matthew Michael LessardJ.P. Morgan Securities LLCTD Ameritrade, Inc.03-11-2020
Larelle Tp WatsonCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-05-2020
Bryce Conner RoyJ.P. Morgan Securities LLCTD Ameritrade, Inc.02-12-2020
Reagan Edwin TuckerFirst Command Financial Planning, Inc.TD Ameritrade, Inc.02-12-2020
Christopher Wade EversCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-18-2019
Lucas Gerard CookNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.11-12-2019
Moises FloresEdward JonesTD Ameritrade, Inc.10-18-2019
Pedro Alfredo GonzalezNYLIFE Securities LLCTD Ameritrade, Inc.10-10-2019
Darin R. WombleJ.P. Morgan Securities LLCTD Ameritrade, Inc.10-07-2019
Walter Douglas WilsonRaymond James & Associates, Inc.TD Ameritrade, Inc.10-01-2019
Luis Eduardo MarquesUSAA Financial Advisors, Inc.TD Ameritrade, Inc.09-10-2019
Steven Carl CooperUSAA Financial Advisors, Inc.TD Ameritrade, Inc.09-09-2019
Samuel Trevor ShoweryVALIC Financial Advisors, Inc.TD Ameritrade, Inc.08-12-2019
Christopher J HoughtonLake Point Wealth Management, LLCTD Ameritrade, Inc.08-07-2019
Nicholas Ray CasonJ.P. Morgan Securities LLCTD Ameritrade, Inc.07-26-2019
Richard MasonUSAA Financial Advisors, Inc.TD Ameritrade, Inc.07-01-2019
Dex E. NormanJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-21-2019
Kameron Zan Muzic-AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Tyler Lawrence WoodUBS Financial Services Inc.TD Ameritrade, Inc.05-21-2019
Marcus ReedCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-15-2019
John M BergeronCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-15-2019
Sophia BalochCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-09-2019
Angelena ArmstrongTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade, Inc.05-06-2019
Next Page »

Showing 1 to 25 of 133 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.