Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bobby HoMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Kameron Zan Muzic-AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
John C LemleyBancWest Investment Services, Inc.TD Ameritrade, Inc.05-23-2019
Lisa Marie BlevensInfinex Investments, Inc.TD Ameritrade, Inc.05-14-2019
Joel A. Van BelkomFifth Third Securities, Inc.TD Ameritrade, Inc.04-23-2019
Kieran C. GuttingCondra Capital Management, LLCTD Ameritrade, Inc.04-15-2019
Erick John RoshelliHighTower Securities, LLCTD Ameritrade, Inc.04-03-2019
Glen Joseph BoucherBancWest Investment Services, Inc.TD Ameritrade, Inc.04-02-2019
Anthony John ErzenNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.03-15-2019
Daniel Lucas HartmannCliftonLarsonAllen Wealth Advisors, LLCTD Ameritrade, Inc.03-06-2019
Mark Jon WyhlidkoEagle West GroupTD Ameritrade, Inc.02-21-2019
James Joseph Dubina IIICetera Investment Services LLCTD Ameritrade, Inc.02-05-2019
Ryan P. WeimerRyan Paul Investment ManagementTD Ameritrade, Inc.01-30-2019
Mary Elizabeth MulcahyNavy Federal Brokerage Services, LLCTD Ameritrade, Inc.01-25-2019
Peter Timothy UihleinRaymond James Financial Services, Inc.TD Ameritrade, Inc.01-18-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Raj ShekarCitizens Securities, Inc.TD Ameritrade, Inc.$5001-09-2019
Haris MutapcicFidelity Personal and Workplace AdvisorsTD Ameritrade, Inc.12-21-2018
Jeremy Ray HannahVALIC Financial Advisors, Inc.TD Ameritrade, Inc.$2512-11-2018
Geoffrey Willis ShawJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-07-2018
Matthew Nathan EglsederRBC Capital Markets, LLCTD Ameritrade, Inc.12-07-2018
Anthony Joseph Cafaro Jr.TD Ameritrade Investment Management, LLCTD Ameritrade, Inc.11-26-2018
Benjamin Joshua DethlefsJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-20-2018
Mark Edward ZivkovichJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-07-2018
Christopher Allen CoffmanAmeritas Investment Corp.TD Ameritrade, Inc.$5011-02-2018
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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