Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlos Gregory HeviaAmeriprise Financial Services, Inc.TFS Securities, Inc.03-04-2014
Anthony John FalconeAmeriprise Financial Services, Inc.TFS Securities, Inc.01-13-2010
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
David GallawayFirst Allied Securities, Inc.TFS Securities, Inc.12-05-2016
Craig Michael ZaleckFirst Allied Securities, Inc.TFS Securities, Inc.$10011-13-2015
Louis Michael MeloneFirst Standard Financial Company LLCTFS Securities, Inc.12-17-2018
Christopher Lawrence ZellmanH. Beck, Inc.TFS Securities, Inc.09-20-2017
Wesley Folke JohnsonHD Vest Investment ServicesTFS Securities, Inc.09-18-2014
Paul Agliata Jr.LifeMark Securities Corp.TFS Securities, Inc.11-05-2015
Anthony Dennis Cellucci Jr.LPL Financial LLCTFS Securities, Inc.01-12-2017
Michele A. HealeyLPL Financial LLCTFS Securities, Inc.$13601-09-2017
Sean F. MenickellaLPL Financial LLCTFS Securities, Inc.01-04-2017
Brian Michael MenickellaLPL Financial LLCTFS Securities, Inc.12-27-2016
Mark William SchatzelLPL Financial LLCTFS Securities, Inc.12-27-2016
Steven Edward HackerLPL Financial LLCTFS Securities, Inc.12-27-2016
Alexander LawPine Valley Private WealthTFS Securities, Inc.12-04-2017
Alan Charles GottlobPine Valley Private WealthTFS Securities, Inc.10-18-2017
John Edward Patterson Jr.The Investment Center, Inc.TFS Securities, Inc.08-08-2019
Janis Lynn Waldman-CooperThe Investment Center, Inc.TFS Securities, Inc.$1005-02-2018
Gregory Daniel BertagnaVoya Financial Advisors, Inc.TFS Securities, Inc.$10001-04-2016
Eric Mark MenickellaVoya Financial Advisors, Inc.TFS Securities, Inc.09-09-2014

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.