Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony M. MoffaLinden Thomas and Company Securities, LLCTIAA-CREF Individual & Institutional Services, LLC04-17-2019
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Alexander Jude SankowskiAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Theophilus Linwood WoodleyWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Logan Grey SharpeLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-22-2018
John Paul S. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC08-21-2017
Kaye Edwinna HaverstockWillingdon Wealth Management LLCTIAA-CREF Individual & Institutional Services, LLC03-07-2017
Sterling Melzer LaneWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC10-11-2016
Ryan William LeeCapFinancial Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC09-21-2016
Timothy Michael HalbigLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-18-2016
Craig Daniel SaurerPNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC03-03-2016
Andrew Robert SessionsMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC02-24-2015
Angela Sharkee JohnsonWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-15-2014
Ralph Oscar HimpelWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-04-2014
Kevin Lewis KeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC09-06-2011
William B. Cannon Jr.LPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-22-2011
Ronald Lee Philbrick Jr.VALIC Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC01-20-2010

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.