Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher DennisWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-17-2020
Michael BonoW&S Brokerage Services, Inc.TIAA-CREF Individual & Institutional Services, LLC02-21-2020
Michael Anthony ShimanskiWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC01-29-2020
Gregory S. LatiniUnited Capital Financial AdvisersTIAA-CREF Individual & Institutional Services, LLC12-09-2019
Christopher Scott HanceTIAA-CREF Individual & Institutional Services, LLCTIAA-CREF Individual & Institutional Services, LLC11-22-2019
Mark David SaucedaVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC10-29-2019
Nadir KhalidWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC10-23-2019
Anthony Paul Folino IIU.S. Bancorp Investments, Inc.TIAA-CREF Individual & Institutional Services, LLC10-21-2019
Kristen N. GurneyPNC InvestmentsTIAA-CREF Individual & Institutional Services, LLC08-29-2019
Trenton Clifton Jenkins IIWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-23-2019
Jason P. WootenVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC07-09-2019
Steven Michael ClarkeVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC06-26-2019
Anthony M. MoffaLinden Thomas and Company Securities, LLCTIAA-CREF Individual & Institutional Services, LLC04-17-2019
Kurt EngelhardtWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-14-2019
Alexander Jude SankowskiAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Theophilus Linwood WoodleyWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC03-13-2019
Brian Thomas BonewitzQueens Road Securities, LLCTIAA-CREF Individual & Institutional Services, LLC08-20-2018
Logan Grey SharpeLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC06-22-2018
Howard Curtis SoleVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC06-18-2018
John Paul S. SullivanMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC08-21-2017
Samuel James WeidnerNorthwestern Mutual Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC07-06-2017
Brad PinterSunTrust Investment Services, Inc.TIAA-CREF Individual & Institutional Services, LLC05-31-2017
Peter Francis DeckbarVanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC04-10-2017
Kaye Edwinna HaverstockWillingdon Wealth Management LLCTIAA-CREF Individual & Institutional Services, LLC03-07-2017
Jaret L TidwellCreative PlanningTIAA-CREF Individual & Institutional Services, LLC01-11-2017
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.