Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela EtscheidtPrincipal Securities, Inc.Thrivent Investment Management Inc.11-19-2019
Nicole C. BoulaisRaymond James Financial Services, Inc.Thrivent Investment Management Inc.07-15-2019
Garret LockeCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.05-29-2019
Darin William HagerdonEdward JonesThrivent Investment Management Inc.05-03-2019
Lisa Lynn KilmerPruco Securities, LLC.Thrivent Investment Management Inc.02-19-2019
Jeffrey Michael BaldigoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.12-18-2018
Jenifer Jeanne RieckPruco Securities, LLC.Thrivent Investment Management Inc.12-06-2018
Terry James BleileCetera Investment Services LLCThrivent Investment Management Inc.10-24-2018
Christopher John HarrisHawkins Wealth ManagementThrivent Investment Management Inc.05-14-2018
Daniel James RundahlBrokers International Financial Services, LLC.Thrivent Investment Management Inc.01-16-2018
David Allan CanellPrincipal Securities, Inc.Thrivent Investment Management Inc.08-30-2017
Christopher Hays WilkinsonWaddell & ReedThrivent Investment Management Inc.02-25-2016
Joel Herbert NeubauerFBL Investment Management Services, Inc.Thrivent Investment Management Inc.02-16-2016
Lisa Lynn KilmerBancWest Investment Services, Inc.Thrivent Investment Management Inc.09-29-2014
Gaylen Bret TrasamarNYLIFE Securities LLCThrivent Investment Management Inc.$10006-04-2014
Lucas George BielfeltCambridge Investment Research, Inc.Thrivent Investment Management Inc.$50005-02-2014
James Otto WegenerRSM US Wealth Management LLCThrivent Investment Management Inc.06-26-2013
Kent Allen WagnerWoodbury Financial Services, Inc.Thrivent Investment Management Inc.$50001-12-2012
Amanda Elizabeth KellerCambridge Investment Research, Inc.Thrivent Investment Management Inc.12-10-2010
Michael Kevin AlfordCambridge Investment Research, Inc.Thrivent Investment Management Inc.$50012-06-2010

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.