Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Lee GannPark Avenue Securities LLCThrivent Investment Management Inc.02-19-2020
Joseph Roy VolpiAllstate Financial Services, LLCThrivent Investment Management Inc.08-07-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.07-09-2019
Christopher Andrew VaughnIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Isaac LafondIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Patrick Joseph FoxIFP Securities, LLCThrivent Investment Management Inc.06-07-2019
Caleb LafondEdward JonesThrivent Investment Management Inc.05-17-2019
Nathan Aaron BayCUSO Financial Services, L.P.Thrivent Investment Management Inc.12-10-2018
John Anthony Germinario Jr.Morgan StanleyThrivent Investment Management Inc.11-09-2018
John E. MortonLPL Financial LLCThrivent Investment Management Inc.06-12-2017
Clark HaydenLPL Financial LLCThrivent Investment Management Inc.05-23-2017
Kenneth JacksonBB&T Investment Services, Inc.Thrivent Investment Management Inc.04-03-2017
Gregory MuellerParkland Securities, LLCThrivent Investment Management Inc.01-09-2015
Cathy Lynn BransonPNC InvestmentsThrivent Investment Management Inc.06-10-2013
Richard A. ReedState Farm VP Management Corp.Thrivent Investment Management Inc.08-25-2011

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.