Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruthann Cantile KraghThe O.N. Equity Sales CompanyThrivent Investment Management Inc.03-23-2020
David Robert IlemCharles Schwab & Co., Inc.Thrivent Investment Management Inc.01-21-2020
Ronald James SchreinerThrivent Investment Management Inc.Thrivent Investment Management Inc.01-02-2020
Michael J. SpehnAllstate Financial Services, LLCThrivent Investment Management Inc.09-23-2019
Paul John JohnsonNYLIFE Securities LLCThrivent Investment Management Inc.06-20-2019
Luke Kulczyk SuminskiOppenheimer & Co. Inc.Thrivent Investment Management Inc.04-01-2019
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Michael E. NeatonTriad Advisors LLCThrivent Investment Management Inc.02-01-2019
Nick E NaborsRaymond James & Associates, Inc.Thrivent Investment Management Inc.05-21-2018
Donald H. Hunt IICambridge Investment Research, Inc.Thrivent Investment Management Inc.01-02-2018
Theresa Marie SellThe O.N. Equity Sales CompanyThrivent Investment Management Inc.09-12-2017
Gernot A. JoachimVALIC Financial Advisors, Inc.Thrivent Investment Management Inc.09-11-2017
Randy Gustav KelbertMML Investors Services, LLCThrivent Investment Management Inc.06-20-2017
Joseph Chad ZastrowInvestsharesThrivent Investment Management Inc.06-14-2017
Jeffrey A. CarlessHarbour Investments, Inc.Thrivent Investment Management Inc.04-27-2017
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Randall Stuart KurtzPNC InvestmentsThrivent Investment Management Inc.12-05-2016
Ryan C MunsonPNC InvestmentsThrivent Investment Management Inc.11-29-2016
Thomas Neil RauNYLIFE Securities LLCThrivent Investment Management Inc.09-27-2016
Jeffrey Thomas PunchesPNC InvestmentsThrivent Investment Management Inc.09-12-2016
Kenneth Mathew KrauseNYLIFE Securities LLCThrivent Investment Management Inc.09-09-2016
Randal Ray OppenneerPruco Securities, LLC.Thrivent Investment Management Inc.$108-31-2016
Thomas D. PerroneMML Investors Services, LLCThrivent Investment Management Inc.07-12-2016
James Wesley CreamerMML Investors Services, LLCThrivent Investment Management Inc.$2507-08-2016
Tyson Thane SchmidtInfinex Investments, Inc.Thrivent Investment Management Inc.05-26-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.