Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen EnigbokanAllstate Financial Services, LLCThrivent Investment Management Inc.$5012-05-2019
Scott Jay BushmanAXA Advisors, LLCThrivent Investment Management Inc.04-26-2017
Peter William BreitschAXA Advisors, LLCThrivent Investment Management Inc.07-19-2013
John Devin HeitzmanInfinex Investments, Inc.Thrivent Investment Management Inc.07-31-2017
Antonio Pina Pina ZentellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.04-02-2019
Mark Emery JohnsonMML Investors Services, LLCThrivent Investment Management Inc.$25005-11-2016
Daniel Peter GhirsigMML Investors Services, LLCThrivent Investment Management Inc.05-11-2016
Lloyd George Fix Jr.MML Investors Services, LLCThrivent Investment Management Inc.$10011-15-2010
Tarik YousefMorgan StanleyThrivent Investment Management Inc.07-10-2019
Craig Lee HighamMorgan StanleyThrivent Investment Management Inc.$10005-11-2011
Stephen Henry ErdleyNational Planning CorporationThrivent Investment Management Inc.$10006-03-2010
Travis Cyphert LabordePruco Securities, LLC.Thrivent Investment Management Inc.08-25-2017
Darryl Lance ThompsonPruco Securities, LLC.Thrivent Investment Management Inc.04-27-2011
Benjamin Akiro LawsPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$50009-26-2019
Rebecca Anne ObrienState Farm VP Management Corp.Thrivent Investment Management Inc.02-17-2016
Christopher Patrick DundonSterling Monroe Securities, LLCThrivent Investment Management Inc.10-09-2014
Matthew NarlingerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Thrivent Investment Management Inc.07-08-2019
Hans Andrew StelzerWoodbury Financial Services, Inc.Thrivent Investment Management Inc.07-01-2009

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.