Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Allen WinklerScottrade, Inc.Thrivent Investment Management Inc.08-14-2009
Charlene Ann LarsenLPL Financial LLCThrivent Investment Management Inc.09-14-2009
William Ross ChadekChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2010
Rodney Alan EissensMML Investors Services, LLCThrivent Investment Management Inc.02-26-2010
Dennis Carl HaaslMML Investors Services, LLCThrivent Investment Management Inc.02-26-2010
David Michael Behnke-SeperFirst Affirmative Financial Network LLCThrivent Investment Management Inc.09-21-2010
Leslie Marie BuckAssociated Investment Services, Inc.Thrivent Investment Management Inc.10-11-2010
Kenneth David LocklinPackerland Brokerage Services, Inc.Thrivent Investment Management Inc.12-06-2010
Mark Alan GustinRobert W. Baird & Co. IncorporatedThrivent Investment Management Inc.12-21-2010
Sara Susan KarweickMWA Financial Services Inc.Thrivent Investment Management Inc.06-08-2011
Timothy J KalamarzLPL Financial LLCThrivent Investment Management Inc.06-20-2011
Edward Earl MatthesMutual of Omaha Investor Services, Inc.Thrivent Investment Management Inc.04-11-2012
Don Edward LaveryJ.P. Morgan Securities LLCThrivent Investment Management Inc.11-30-2012
John Marvin SchmittAmeriprise Financial Services, LLCThrivent Investment Management Inc.01-23-2013
Keith Wyatt CherryEdward JonesThrivent Investment Management Inc.04-12-2013
Aaron Thomas BilitzPackerland Brokerage Services, Inc.Thrivent Investment Management Inc.12-06-2013
Timothy Ryan TrpkoshSuperior Financial Services, Inc.Thrivent Investment Management Inc.02-10-2014
Joel Nicholas RevakINVEST Financial CorporationThrivent Investment Management Inc.03-25-2014
Judith Ann LubbersThrivent Investment Management Inc.Thrivent Investment Management Inc.04-16-2014
Linda Diane KaliesJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-28-2014
Kurt William ZippPNC InvestmentsThrivent Investment Management Inc.07-08-2014
Erik William ZippU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.07-15-2014
Joshua James FischerMML Investors Services, LLCThrivent Investment Management Inc.10-14-2014
Michael Patrick DonnanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.11-20-2014
Lynn Dale StuhrRegulus Advisors, LLCThrivent Investment Management Inc.12-01-2014
Next Page »

Showing 1 to 25 of 91 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.