Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Anthony GrilloCetera Advisor Networks LLCTower Square Securities, Inc.$15009-03-2013
Scott Peter MulladyCetera Advisor Networks LLCTower Square Securities, Inc.$15009-03-2013
Harvey B EpsteinCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Joseph Paul PreddyCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Kathryn E PalaoCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Chera Sue GersteinCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Paul R WurrCetera Advisor Networks LLCTower Square Securities, Inc.$10009-03-2013
Anthony Jude CapobiancoCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
James Corey SmithCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Thomas Henry MaikowskiCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Jeffrey Allan SchneiderCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Frank Andreas HoeschelCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
John Lowry ArnotCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Kristina Wadman OswaldCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Patricia E GuidaCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
David Henry HoranCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Michael George RoderigueCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Joseph F Shiman IIICetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Wendell Ray SmithCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Shellie L WrightCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
William J BrownCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Jay J HochfelsenCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Nechemia Jerome ProterCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Dennis Ray WallCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
Maureen Leona McCabeCetera Advisor Networks LLCTower Square Securities, Inc.$5009-03-2013
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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