Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph MurrayB. Riley Wealth ManagementTullett Prebon Financial Services LLC08-26-2013
Erik Joseph VisokeyBOK Financial Securities, Inc.Tullett Prebon Financial Services LLC05-23-2016
Alfred Philip MessinaDinosaur Financial Group, L.L.CTullett Prebon Financial Services LLC02-05-2018
Robert Allan SchackmanDinosaur Financial Group, L.L.CTullett Prebon Financial Services LLC01-03-2018
Paul SchackmanDinosaur Financial Group, L.L.CTullett Prebon Financial Services LLC01-03-2018
Thomas Michael DoyleDinosaur Financial Group, L.L.CTullett Prebon Financial Services LLC10-13-2017
John Robert LauxDinosaur Financial Group, L.L.CTullett Prebon Financial Services LLC03-11-2015
Andrew William SullivanHarbor Investment Advisory, LLCTullett Prebon Financial Services LLC07-26-2013
Jennifer A SimmonsHSBC Securities (USA) Inc.Tullett Prebon Financial Services LLC11-08-2017
John Richard MakhoulMerrill Lynch, Pierce, Fenner & Smith IncorporatedTullett Prebon Financial Services LLC07-25-2016
Scott Adam HandelsmanOpen to the Public Investing, Inc.Tullett Prebon Financial Services LLC05-17-2012
Edward John Driscoll Jr.Oppenheimer & Co. Inc.Tullett Prebon Financial Services LLC$2503-18-2019
Ronald Joseph GargiuloSamuel A Ramirez & Co., Inc.Tullett Prebon Financial Services LLC11-26-2018

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.