Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristine Ann RodarteJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.09-04-2020
David Song DengJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.04-20-2020
Cortney N FranklinJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.12-18-2019
Moe M El TurkeyJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-07-2019
Tony Huy DoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.12-04-2018
Lucien Rose P. AnselmoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-29-2018
Karidja Honorine ReaJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.06-20-2018
David A. SkaggsJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-17-2017
Ericka Marie McIntireJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.01-23-2017
Harryson Maxwell FranzJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.12-19-2016
Daniel Joseph BrownJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-21-2016
Abel Isai MembrenoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.06-17-2016
Jonathan E. VanceJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.02-04-2016
John Mark CranerJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-18-2015
Peter Francis DaleyJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$10011-11-2014
Kelly Jane RomanoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-26-2014
Michael Jay HaneyJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$2506-02-2014
Jason Gene JohnsonJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-05-2014
Tony Yan LiangJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.11-04-2013
Charlton Franklin BilowJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.09-12-2013
David John KosobuckiJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.09-04-2013
Andranik MazmanianJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-01-2013
Sean MuthJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-15-2013
Alan Scott SternbergJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$15003-11-2013
Scott Norman TankJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$5002-05-2013
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.