Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua James McAnallyLPL Financial LLCU.S. Bancorp Investments, Inc.12-03-2019
Kimbrely Ann GruidlLPL Financial LLCU.S. Bancorp Investments, Inc.04-04-2018
Ian A. GeevesLPL Financial LLCU.S. Bancorp Investments, Inc.11-15-2017
Andrew PerceleanuLPL Financial LLCU.S. Bancorp Investments, Inc.06-15-2016
Freeman LeungLPL Financial LLCU.S. Bancorp Investments, Inc.04-15-2016
Masami Ray SakaiLPL Financial LLCU.S. Bancorp Investments, Inc.06-24-2015
Daryl Allan SalcedoLPL Financial LLCU.S. Bancorp Investments, Inc.$15010-20-2014
Sean TompkinsLPL Financial LLCU.S. Bancorp Investments, Inc.11-13-2013
Edward Patrick HoganLPL Financial LLCU.S. Bancorp Investments, Inc.$2512-18-2012
Michael Thomas MillsLPL Financial LLCU.S. Bancorp Investments, Inc.10-17-2012
Bruce Leroy BeamanLPL Financial LLCU.S. Bancorp Investments, Inc.$5002-23-2012
Paul VandenbrookLPL Financial LLCU.S. Bancorp Investments, Inc.08-08-2011
Saul Joseph SweisLPL Financial LLCU.S. Bancorp Investments, Inc.07-27-2011
Andrew Jules ChabotLPL Financial LLCU.S. Bancorp Investments, Inc.12-14-2010
Arnie Kenneth CabilesLPL Financial LLCU.S. Bancorp Investments, Inc.10-18-2010
Craig Michael MooreLPL Financial LLCU.S. Bancorp Investments, Inc.$1009-15-2009
Roberto Alexander LopezLPL Financial LLCU.S. Bancorp Investments, Inc.09-09-2009
Corey Amadeus BeucusLPL Financial LLCU.S. Bancorp Investments, Inc.06-09-2009
Paul Joseph KarsonLPL Financial LLCU.S. Bancorp Investments, Inc.$20006-04-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.