Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristine Ann RodarteJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.09-04-2020
Mark Alan GerardiCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$5003-06-2020
Susan Pamela HarperBancWest Investment Services, Inc.U.S. Bancorp Investments, Inc.03-02-2020
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
Andrew Stephen MancusoSagePoint Financial, Inc.U.S. Bancorp Investments, Inc.01-16-2020
Andrew Antonio OdishMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.01-13-2020
Brian James VennCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.$15001-08-2020
Robert Edward ToomireMercer Global Advisors Inc.U.S. Bancorp Investments, Inc.12-23-2019
Joshua James McAnallyLPL Financial LLCU.S. Bancorp Investments, Inc.12-03-2019
Robert K. FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.11-22-2019
Clift Richard O'ByawCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-30-2019
Michael J. BatehBBVA Securities Inc.U.S. Bancorp Investments, Inc.10-30-2019
John C. O'ConnorsCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.10-21-2019
Bhavica H AbhichandaniU.S. Bancorp Investments, Inc.U.S. Bancorp Investments, Inc.10-03-2019
Yousef BittarWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-16-2019
Alan Joel SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-30-2019
Darren Edward WatsonWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.08-29-2019
Yunfen Y. YeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-01-2019
Arthur James Johnson IIIUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.07-03-2019
Lori Ann DominguezWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-18-2019
Pablo R. King OrtizNYLIFE Securities LLCU.S. Bancorp Investments, Inc.06-13-2019
Yuri KimWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-28-2019
Dave Arjun MalhotraMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.04-15-2019
Douglas Robert GundermannUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$5004-08-2019
Joseph Arnold Vignoni Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.04-05-2019
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Showing 1 to 25 of 179 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.