Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John K. BurtonPNC InvestmentsU.S. Bancorp Investments, Inc.$15006-27-2019
Nick Panos StavropoulosWintrust Investments LLCU.S. Bancorp Investments, Inc.$106-20-2019
Michael Lendell FolandWestern International Securities, Inc.U.S. Bancorp Investments, Inc.04-12-2019
Jesse ZaragozaBankers Life Securities, Inc.U.S. Bancorp Investments, Inc.10-25-2017
Michael Truett McintyreNational Securities CorporationU.S. Bancorp Investments, Inc.07-12-2017
George Steve AlkhouryStrategic Advisers LLCU.S. Bancorp Investments, Inc.01-26-2017
Dominic Anthony RotiStrategic Advisers LLCU.S. Bancorp Investments, Inc.11-08-2016
Carla Ann ReillyLPL Financial LLCU.S. Bancorp Investments, Inc.10-13-2016
Anna Huiping L LiCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-14-2016
Justin Anthony McbrideFeltl & CompanyU.S. Bancorp Investments, Inc.$1012-08-2015
Todd Robert ZipfelFeltl & CompanyU.S. Bancorp Investments, Inc.$2511-05-2015
Michael Joseph ObertsCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.10-09-2015
Eric A HesseCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.09-30-2015
James Gordon BelowFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$105-21-2015
Isaac Mrose LibermanLPL Financial LLCU.S. Bancorp Investments, Inc.05-01-2015
Lauren A SarkisianFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.03-25-2015
Jonathan Eugene PattersonCetera Investment Services LLCU.S. Bancorp Investments, Inc.02-02-2015
Peter Francis DaleyJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$10011-11-2014
Brenda Renee NoyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.10-03-2014
Nelson AlzateCitizens Securities, Inc.U.S. Bancorp Investments, Inc.10-01-2014
Scott Gary BloomLPL Financial LLCU.S. Bancorp Investments, Inc.09-18-2014
Kelly Jane RomanoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-26-2014
Michael Anthony NewBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.$8607-22-2014
Sarah Way KnightPNC InvestmentsU.S. Bancorp Investments, Inc.06-18-2014
Alan William BaumanFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.03-11-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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