Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne K ButcherCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.03-01-2009
Julie Ann CatoUvest Financial Services Group, Inc.U.S. Bancorp Investments, Inc.09-02-2009
Robert Andrew McClerrenEdward JonesU.S. Bancorp Investments, Inc.09-18-2009
Hormoz Aliabadi AslaniFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5009-28-2009
Gregory Dale EicherAssociated Investment Services, Inc.U.S. Bancorp Investments, Inc.$2502-15-2010
Steven Mack GrayInvestment Professionals, Inc.U.S. Bancorp Investments, Inc.03-30-2010
Brian Josef KleinertzPNC InvestmentsU.S. Bancorp Investments, Inc.05-17-2010
Jeffery Stewart MillerEdward JonesU.S. Bancorp Investments, Inc.$2509-23-2011
Raymond William MeyerNational Securities CorporationU.S. Bancorp Investments, Inc.03-20-2012
David Alan Stachowiak Sr.Wells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-27-2012
Richard Lee Chambers Jr.CUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.06-25-2012
Edmund Chester WojciechowskiFirstMerit Financial Services, IncU.S. Bancorp Investments, Inc.$5007-16-2012
Richmond Antonio AshleyFirstMerit Financial Services, IncU.S. Bancorp Investments, Inc.07-16-2012
Gary John BronnerCountry Capital Management CompanyU.S. Bancorp Investments, Inc.09-04-2012
Ernest Albert NewmanJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-29-2012
Larry Thomas Adams Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.11-14-2012
Diana Marie GrableAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.11-20-2012
David John KosobuckiJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.09-04-2013
Kenneth Ray Koger Jr.B. C. Ziegler and CompanyU.S. Bancorp Investments, Inc.$1009-20-2013
Ronald Raymond CastrogiovanniWaddell & ReedU.S. Bancorp Investments, Inc.$2509-30-2013
Jason Gene JohnsonJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-05-2014
Alan William BaumanFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.03-11-2014
Sarah Way KnightPNC InvestmentsU.S. Bancorp Investments, Inc.06-18-2014
Michael Anthony NewBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.07-22-2014
Kelly Jane RomanoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.08-26-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.