Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Clayton MeadorsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.$15011-27-2018
Jayson James CaplingLPL Financial LLCU.S. Bancorp Investments, Inc.$8312-07-2016
Robert Douglas Roar Jr.LPL Financial LLCU.S. Bancorp Investments, Inc.12-07-2016
Bethany Dawn ConradFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.08-30-2016
Darrell Scott PopeLead Point Wealth Management LLCU.S. Bancorp Investments, Inc.03-02-2016
Paul Cowles LaskeyStrategic Advisers LLCU.S. Bancorp Investments, Inc.03-01-2016
Tammi Adele DaubyINVEST Financial CorporationU.S. Bancorp Investments, Inc.02-19-2016
Patrick Timothy HarriganIndependent Financial PartnersU.S. Bancorp Investments, Inc.12-22-2015
Mary Jane JenningsFirst Kentucky Securities CorporationU.S. Bancorp Investments, Inc.$110-30-2015
Bradley Brent GoldenINVESTMENT PROFESSIONALS, INC.U.S. Bancorp Investments, Inc.09-04-2015
Jefferson Lester MullinsINVESTMENT PROFESSIONALS, INC.U.S. Bancorp Investments, Inc.09-04-2015
William Eric HinesINVESTMENT PROFESSIONALS, INC.U.S. Bancorp Investments, Inc.09-04-2015
Chester Anthony WinnINVEST Financial CorporationU.S. Bancorp Investments, Inc.07-25-2014
Michael Patrick Estes IILPL Financial LLCU.S. Bancorp Investments, Inc.02-07-2014
Jake Alan FashnerFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.05-07-2012
Dustin Blake LuckettChase Investment Services Corp.U.S. Bancorp Investments, Inc.06-01-2011
Michael Scott RhinehimerLPL Financial LLCU.S. Bancorp Investments, Inc.03-31-2011
Mark James DickmanLPL Financial LLCU.S. Bancorp Investments, Inc.08-03-2010
Laura Kay RollingFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.10-29-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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