Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade Anthony SchererRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.01-16-2020
Cortney N FranklinJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.12-18-2019
Suzanne Lynette FilipLPL Financial LLCU.S. Bancorp Investments, Inc.11-04-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
Justin Bryan FeigalBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.04-09-2019
Robert St.Clair ChristmanRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.04-01-2019
Albin J DalekiRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.$15008-17-2018
Gregory Stephen SecaurAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.06-15-2018
Eric Jean OvervigThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.$10004-16-2018
Jeremiah James LurkenCliftonLarsonAllen Wealth Advisors, LLCU.S. Bancorp Investments, Inc.$711-20-2017
Phillip B. HallidayMorgan StanleyU.S. Bancorp Investments, Inc.09-26-2017
Ann Marie SengerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-28-2017
Matthew T. BrosseauRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.08-01-2017
Eric J. FranekNorthwestern Mutual Investment Services, LLCU.S. Bancorp Investments, Inc.07-11-2017
Nathaniel D. HochRBC Capital Markets, LLCU.S. Bancorp Investments, Inc.04-18-2017
Timothy Joseph HaasWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$20003-31-2017
Peter Glen MilesWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-17-2017
Suzanne Lynette FilipWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-23-2017
Michael J. Olson Jr.Ameriprise Financial Services, LLCU.S. Bancorp Investments, Inc.10-28-2016
Rachel Marie St JohnWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-28-2016
Darin Lance DunhamWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5006-03-2016
Patrick Neal LundyThe Oak Ridge Financial Services Group, Inc.U.S. Bancorp Investments, Inc.04-12-2016
Stephen F. StroupAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.03-17-2016
Jeremy Scott MandlerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2503-16-2016
Matthew J. FolsomINVEST Financial CorporationU.S. Bancorp Investments, Inc.03-14-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.