Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Coleman JenkinsCetera Investment Services LLCU.S. Bancorp Investments, Inc.06-17-2019
Ryan Thomas ConleyPrivate Client Services, LLCU.S. Bancorp Investments, Inc.12-07-2018
Steven Anthony Gambino IICommerce Brokerage Services, Inc.U.S. Bancorp Investments, Inc.05-09-2018
Jaimie L. EmersonEdward JonesU.S. Bancorp Investments, Inc.10-16-2017
Tony C BrightEdward JonesU.S. Bancorp Investments, Inc.06-09-2017
Douglas Edward HardinWaddell & ReedU.S. Bancorp Investments, Inc.$8804-07-2017
Jennifer J. TillemanEdward JonesU.S. Bancorp Investments, Inc.12-05-2016
Scott Joseph Wilson, Bradley Wayne PrewittCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.$5009-02-2016
Eric C. SporingBFC Planning, Inc.U.S. Bancorp Investments, Inc.06-15-2016
Troy Andrew VanrieSmith, Moore & Co.U.S. Bancorp Investments, Inc.$5001-15-2016
Paul Richard BeemanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10012-01-2015
Jonathan Brian DiehlWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5012-01-2015
James Philip BuckalewWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.12-01-2015
Kalie H. BaucomWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-25-2015
Michael D. DorbandBerthel, Fisher & Company Financial Services, Inc.U.S. Bancorp Investments, Inc.10-27-2015
Curt M. KruseWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10009-28-2015
Charles Richard EllerLPL Financial LLCU.S. Bancorp Investments, Inc.05-01-2015
Matthew Zadock WilliamsEdward JonesU.S. Bancorp Investments, Inc.$5003-20-2015
Jennifer Sue LandersStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.11-03-2014
Sonja Marie GriffithWaddell & ReedU.S. Bancorp Investments, Inc.09-05-2014
Lamar Dieter RahdenPNC InvestmentsU.S. Bancorp Investments, Inc.05-19-2014
Brian A. PowellPNC InvestmentsU.S. Bancorp Investments, Inc.$2503-18-2014
Julie Ann GamppStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.09-06-2013
Kevin John KaiserEdward JonesU.S. Bancorp Investments, Inc.08-10-2012
Richelle Melanie CaswellEdward JonesU.S. Bancorp Investments, Inc.03-30-2012
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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