Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Andrew AdkinsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-02-2019
Justin J DonayThe Huntington Investment CompanyU.S. Bancorp Investments, Inc.12-15-2017
Shiri Mae AyalonSPECTRUM FINANCIAL SOLUTIONS, INC.U.S. Bancorp Investments, Inc.10-25-2017
Mathieu Allen FairbandWaddell & ReedU.S. Bancorp Investments, Inc.$7409-22-2017
Daniel Kenneth MidgleyFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.07-28-2017
Denes Joseph Chapo IIIFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5007-28-2017
David Prescott OsterbrockWaddell & ReedU.S. Bancorp Investments, Inc.04-21-2017
Christopher Edward AdkinsAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.03-23-2017
Ericka Marie McintireJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.01-23-2017
Carl Andrew AdkinsFort Washington Investment Advisors IncU.S. Bancorp Investments, Inc.11-29-2016
Daniel Joseph BrownJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-21-2016
Alex Ryan MaicksWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-11-2016
Gary Michael VandiaHornor, Townsend & Kent, LLCU.S. Bancorp Investments, Inc.08-08-2016
Tyler Landon WilliamsWesBanco Securities, Inc.U.S. Bancorp Investments, Inc.06-28-2016
Joshua Mitchell MayseCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.06-27-2016
Jeffrey David LammertLincoln Financial Advisors CorporationU.S. Bancorp Investments, Inc.$10006-20-2016
Christine Lynn AsbachThe Huntington Investment CompanyU.S. Bancorp Investments, Inc.06-14-2016
Derrick Christopher MerrellThe Huntington Investment CompanyU.S. Bancorp Investments, Inc.06-14-2016
Joseph M WulfeckThe Huntington Investment CompanyU.S. Bancorp Investments, Inc.05-26-2016
Andrew R CromanPNC InvestmentsU.S. Bancorp Investments, Inc.03-15-2016
Daniel Joseph ErtelKey Investment Services LLCU.S. Bancorp Investments, Inc.11-17-2015
Mark Robert FinneyCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.10-30-2015
Melissa Lynn PenningtonWaddell & ReedU.S. Bancorp Investments, Inc.03-31-2015
Timothy Patrick ReeseWaddell & ReedU.S. Bancorp Investments, Inc.03-31-2015
Eric Nathaniel EversolePNC InvestmentsU.S. Bancorp Investments, Inc.11-20-2014
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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