Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nixon D JamesLexAurum Advisors, LLCU.S. Bancorp Investments, Inc.11-15-2019
Mary Jean RorvikLPL Financial LLCU.S. Bancorp Investments, Inc.11-14-2019
Suzanne Lynette FilipLPL Financial LLCU.S. Bancorp Investments, Inc.11-04-2019
Clift Richard O'ByawCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.$50010-31-2019
Michael J. BatehBBVA Securities Inc.U.S. Bancorp Investments, Inc.$10010-30-2019
Kameron Charles WatsonEdward JonesU.S. Bancorp Investments, Inc.10-25-2019
John C. O'ConnorsCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.10-21-2019
Andrew Carpenter VellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.10-16-2019
Michael McGriffCitigroup Global Markets Inc.U.S. Bancorp Investments, Inc.$10009-27-2019
Jeremy James DavisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-23-2019
Matthew Meyer OrdwayFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.09-19-2019
Bill A. RizosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-18-2019
Yousef BittarWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-16-2019
Sonia L Wasniak-BohnNicolet Advisory Services, LLCU.S. Bancorp Investments, Inc.09-13-2019
Georgette Terry Ann DulebaD.A. Davidson & Co.U.S. Bancorp Investments, Inc.$15009-03-2019
Alan Joel SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-30-2019
Darren Edward WatsonWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$10008-29-2019
Grover Cleaveland MusserFBL Marketing Services, LLCU.S. Bancorp Investments, Inc.$50008-23-2019
Michael Andrew BrandonCetera Advisors LLCU.S. Bancorp Investments, Inc.$15008-13-2019
Yunfen Y. YeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-01-2019
Kelly J FranceLPL Financial LLCU.S. Bancorp Investments, Inc.$15007-17-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
Heath Franklin FultonEdward JonesU.S. Bancorp Investments, Inc.$10007-12-2019
Arthur James Johnson IIIUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.07-03-2019
Paul Austin SchuringLincoln Financial Advisors CorporationU.S. Bancorp Investments, Inc.$10006-28-2019
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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