Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel R. KingWaddell and ReedU.S. Bancorp Investments$6311-11-2017
Mathieu FairbandWaddell and ReedU.S. Bancorp Investments$7609-22-2017
David Prescott OsterbrockWaddell and ReedU.S. Bancorp Investments$7707-21-2017
Douglas HardinWaddell and ReedU.S. Bancorp Investments$5404-07-2017
Jayson Capling, Robert Roar Jr. LPL FinancialU.S. Bancorp Investments$16812-07-2016
W. Blaine BurtonWaddell and AssociatesU.S. Bancorp Investments$5410-21-2016
Carla ReillyLPL FinancialU.S. Bancorp Investments$5210-13-2016
Song-sil AlexanderLPL FinancialU.S. Bancorp Investments$9007-01-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
Daniel EllisLPL FinancialU.S. Bancorp Investments$10005-04-2016
William GustafsonWaddell and AssociatesU.S. Bancorp Investments$7804-29-2016
Patrick HarriganLPL FinancialU.S. Bancorp Investments$10412-21-2015
Michael McDonaldLPL FinancialU.S. Bancorp Investments$7509-02-2015
Mark Frederick, Timothy Breitfelder, Larry EggersAmeriprise FinancialU.S. Bancorp Investments$21312-03-2014
Brooks StaplesAmeriprise FinancialU.S. Bancorp Investments$6911-28-2014
Erik SimmonsCalton & AssociatesU.S. Bancorp Investments$5008-29-2014
Andrew LawrenceWaddell and ReedU.S. Bancorp Investments$6806-02-2014
Julie A. GamppStifel Nicolaus & Co.U.S. Bancorp Investments$8909-16-2013
Nancy E. AndersonU.S. Trust Bank of America Private Wealth ManagementU.S. Bancorp Investments$35005-01-2011

Showing 1 to 19 of 19 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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