Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services02-01-2019
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-01-2019
Thomas Epperson, Justin P. RyanRockefeller Capital ManagementUBS Financial Services$2,00012-07-2018
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-04-2018
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31411-16-2018
Christopher ConleyHilliard LyonsUBS Financial Services$7011-13-2018
Hany FaragJanney Montgomery ScottUBS Financial Services$15311-06-2018
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services11-02-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Donna L. MitchellMorgan Stanley Wealth ManagementUBS Financial Services$10010-26-2018
James MedskerWells Fargo AdvisorsUBS Financial Services10-26-2018
Laith KhalafWells Fargo AdvisorsUBS Financial Services10-26-2018
Stephen Gold, Patrick HenryJPMorgan Chase & Co.UBS Financial Services10-05-2018
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services10-05-2018
Robert CohenStifel Nicolaus & Co.UBS Financial Services$71210-05-2018
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
Next Page »

Showing 1 to 25 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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