Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Epperson, Justin P. RyanRockefeller Capital ManagementUBS Financial Services$2,00012-07-2018
Stephen BradleyRaymond JamesUBS Financial Services$16012-04-2018
Christopher ConleyHilliard LyonsUBS Financial Services$7011-13-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11911-08-2018
Hany FaragJanney Montgomery ScottUBS Financial Services$15311-06-2018
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services$011-02-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
James MedskerWells Fargo AdvisorsUBS Financial Services$010-26-2018
Laith KhalafWells Fargo AdvisorsUBS Financial Services$010-26-2018
Donna L. MitchellMorgan Stanley Wealth ManagementUBS Financial Services$10010-26-2018
Stephen Gold, Patrick HenryJPMorgan Chase & Co.UBS Financial Services$010-08-2018
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services$010-05-2018
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
Carolyn French, Byron ReyesProspera Financial ServicesUBS Financial Services$15008-28-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
Patrick Amato, Robert Waldbauer Jr.JPMorgan Chase & Co.UBS Financial Services$75308-10-2018
Thomas BellStifel Nicolaus & Co.UBS Financial Services$6907-19-2018
Louie A. ValdezWells Fargo AdvisorsUBS Financial Services$20007-05-2018
Next Page »

Showing 1 to 25 of 314 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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