Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy RossAegis CapitalUBS Financial Services$6002-14-2011
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31411-16-2018
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Richard L. BeanAmeriprise FinancialUBS Financial Services$7702-16-2018
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Thomas DattiloAmeriprise FinancialUBS Financial Services$14702-03-2017
John MaitaAmeriprise FinancialUBS Financial Services$10701-20-2017
Debrah OelkeAmeriprise FinancialUBS Financial Services$11901-13-2017
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2016
Dean WeaverAmeriprise FinancialUBS Financial Services$26108-26-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8501-16-2015
James CarterAmeriprise FinancialUBS Financial Services$13010-25-2013
Julie LinAmeriprise FinancialUBS Financial Services$5010-25-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12006-07-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services04-19-2013
David BoersigAmeriprise FinancialUBS Financial Services01-13-2012
Ruggero Borletti, Sabrina PrasilBank of America Merrill LynchUBS Financial Services$30311-30-2017
F. Michael Covey, Thomas Kane, Mark WiktorBank of America Merrill LynchUBS Financial Services$3,00006-02-2017
Joseph Gabriele, Paul Vasady-KovacsBank of America Merrill LynchUBS Financial Services$1,00006-02-2017
Roger Berry, Felix Erbring, Ted GrayBank of America Merrill LynchUBS Financial Services$46601-06-2017
Harry Lewkowitz, Jeggrey GersenBank of America Merrill LynchUBS Financial Services$50008-04-2016
Jeffrey SchoenfeldBank of America Merrill LynchUBS Financial Services$25008-04-2016
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Showing 1 to 25 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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