Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James E. Percifield, David C. Heeren, Brad A. HarderWells Fargo AdvisorsUBS Financial Services$46311-21-2014
Lee DubinskyWells Fargo AdvisorsUBS Financial Services$14009-12-2014
William 'Bill' Boatwright, Craig DiamondWells Fargo AdvisorsUBS Financial Services$25909-10-2014
Jon Miller, Doug KunzmanWells Fargo AdvisorsUBS Financial Services$15109-04-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47908-28-2014
Kate Lunn, Elise KausenWells Fargo AdvisorsUBS Financial Services$14108-28-2014
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9508-28-2014
Timothy Colvin, Jeffery Bedford, Gregory TaylorWells Fargo AdvisorsUBS Financial Services$32607-02-2014
Mark PignottiWells Fargo AdvisorsUBS Financial Services$31707-01-2014
Robert Gardner III, Robert HigleyWells Fargo AdvisorsUBS Financial Services$30007-01-2014
James Laughlin Sr.Wells Fargo AdvisorsUBS Financial Services$9706-12-2014
Shawn GruverWells Fargo AdvisorsUBS Financial Services$10906-10-2014
Mitch Sivertson, Debbie HughesWells Fargo AdvisorsUBS Financial Services $15204-25-2014
David SpellWells Fargo AdvisorsUBS Financial Services$8603-27-2014
Bruce GelfandWells Fargo AdvisorsUBS Financial Services$8912-18-2013
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-05-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-15-2013
John Phillips, Darrell Jones, Scott DickersonæWells Fargo AdvisorsUBS Financial Services$21909-16-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28707-29-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41806-28-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30605-23-2013
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Jack LobiancoWells Fargo AdvisorsUBS Financial Services$10907-09-2012
« Previous PageNext Page »

Showing 276 to 300 of 314 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.