Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial Services02-11-2013
Richard Ziegelasch, Wendy HolmesCredit Suisse Wealth ServicesUBS Financial Services$25805-20-2010
Jason Bratt, David Nanson, Ashley ColvinDynasty Financial PartnersUBS Financial Services$22812-05-2017
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Mark McAdams, Steve SchwarzbachDynasty Financial PartnersUBS Financial Services$40002-23-2017
Jonathan R. BlauDynasty Financial PartnersUBS Financial Services$90011-12-2013
Kevin P. O'Connor, Steve Kiper, Ryan P. O'Connor, Alice Gaughan, Heather R. PowellFirst Kentucky Securities CorporationUBS Financial Services$43005-23-2014
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Bob Gehlen, Dave MuchaFirst Republic SecuritiesUBS Financial Services$60006-23-2017
Paul L. FeinsteinFirst Republic SecuritiesUBS Financial Services$45002-10-2017
David K. Neal, John Jenkins, Chace Dillon, Michele Horton, Tracy Ruddle, Deborah FarnhamFrontier Wealth ManagementUBS Financial Services$75004-02-2015
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-07-2013
Jeffery Kelly, Brian WohlnerHightower AdvisorsUBS Financial Services$16002-21-2017
Jake Falcon, Cory BittnerHightower AdvisorsUBS Financial Services$26012-05-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Michelle Murray Hightower AdvisorsUBS Financial Services$20007-14-2015
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services$55001-02-2015
Peter J. KleinHightower AdvisorsUBS Financial Services$21011-08-2013
Mark KravietzHightower AdvisorsUBS Financial Services$30003-22-2013
David Molnar, Drew NordlichtHightower AdvisorsUBS Financial Services$33007-02-2012
Jeff Leventhal, Evan NowackHightower AdvisorsUBS Financial Services$40009-19-2011
Mike Deggelman, Chris ParkerHightower AdvisorsUBS Financial Services$25010-12-2010
Andrew Morse, Justin Towey, Bob WhiteHightower AdvisorsUBS Financial Services$55007-01-2010
Pamela Rosenau, Dennis PaulHightower AdvisorsUBS Financial Services$70005-01-2010
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Showing 51 to 75 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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