Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan Stanley Wealth ManagementUBS Financial Services$15105-21-2010
James Dolan, Pamela BayardMorgan Stanley Wealth ManagementUBS Financial Services$54003-23-2010
Mark S. BaileyMorgan Stanley Wealth ManagementUBS Financial Services$16003-11-2010
Carlos Van Maanen, Carlos StolkMorgan Stanley Wealth ManagementUBS Financial Services$27001-26-2010
Randall Ridenour & TeamMorgan Stanley Wealth ManagementUBS Financial Services$12001-26-2010
Robert Nelson MurrayMorgan Stanley Wealth ManagementUBS Financial Services$40001-26-2010
Brent Norman, Erik LawrencePaulson Wealth AdvisorsUBS Financial Services03-04-2011
Carolyn French, Byron ReyesProspera Financial ServicesUBS Financial Services$15008-02-2018
Travis GodleyProspera Financial ServicesUBS Financial Services$15302-09-2017
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
John Schindler, Jeffrey Davies, Scott Bennett, Chuck Phillipson, Christian Allen, Austin FarahRaymond JamesUBS Financial Services$73802-01-2019
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
David Bernacchia, Darren DeQuatroRaymond JamesUBS Financial Services$25012-05-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Harold MacFarland, Tadd Hicks Raymond JamesUBS Financial Services$22010-25-2016
Keith BarberisRaymond JamesUBS Financial Services$10007-20-2016
Dewey D. Steffen, Michael P. Hartman, Carmela EastinRaymond JamesUBS Financial Services$15007-12-2016
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Showing 151 to 175 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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