Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dudley LaBauve IIISummit Brokerage ServicesUBS Financial Services$2811-09-2009
Christopher Davis, Matthias KuhlmeyHightower AdvisorsUBS Financial Services$25011-10-2009
Carlos Van Maanen, Carlos StolkMorgan Stanley Wealth ManagementUBS Financial Services$27001-26-2010
Randall Ridenour & TeamMorgan Stanley Wealth ManagementUBS Financial Services$12001-26-2010
Robert Nelson MurrayMorgan Stanley Wealth ManagementUBS Financial Services$40001-26-2010
Robert StorlieSummit Brokerage ServicesUBS Financial Services$6002-18-2010
Thomas BrockleyRBC Wealth ManagementUBS Financial Services$16002-22-2010
Mark S. BaileyMorgan Stanley Wealth ManagementUBS Financial Services$16003-11-2010
Bonnie Adamczak, Randall NordenRaymond JamesUBS Financial Services$13703-19-2010
James Dolan, Pamela BayardMorgan Stanley Wealth ManagementUBS Financial Services$54003-23-2010
John Choudhary, Anne-Day McCabeWells Fargo AdvisorsUBS Financial Services$11003-25-2010
Tom Bertaut, Chris Carrico, Bill WhitneyMississippi Investment ManagementUBS Financial Services$10004-19-2010
Pamela Rosenau, Dennis PaulHightower AdvisorsUBS Financial Services$70005-01-2010
Frederick Glasser Jr.Wells Fargo AdvisorsUBS Financial Services$15005-17-2010
Edward Bell, Greg FarahWells Fargo AdvisorsUBS Financial Services$22005-18-2010
Richard Ziegelasch, Wendy HolmesCredit Suisse Wealth ServicesUBS Financial Services$25805-20-2010
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan Stanley Wealth ManagementUBS Financial Services$15105-21-2010
Robert Baker, Edmund IannacconeWells Fargo AdvisorsUBS Financial Services$21406-08-2010
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010
Chuck Putney, Bill McCraeRBC Wealth ManagementUBS Financial Services$50006-17-2010
Joseph Fortuna, Timothy PreteMorgan Stanley Wealth ManagementUBS Financial Services$73806-21-2010
Andrew Morse, Justin Towey, Bob WhiteHightower AdvisorsUBS Financial Services$55007-01-2010
The Legacy Wealth Management GroupMorgan Stanley Wealth ManagementUBS Financial Services$35007-02-2010
William NevittSummit Brokerage ServicesUBS Financial Services$5507-30-2010
Michael RobertsReliance FinancialUBS Financial Services$49508-04-2010
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Showing 1 to 25 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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