Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-07-2013
Albert GreenRaymond JamesUBS Financial Services$15012-27-2011
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Allen Langer, J. Fredrick Martinez, Marnie RoseRBC Wealth ManagementUBS Financial Services$23111-03-2017
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Andrew Morse, Justin Towey, Bob WhiteHightower AdvisorsUBS Financial Services$55007-01-2010
Andrew Townes, Don Parsons, Charlie Mitchell Wells Fargo AdvisorsUBS Financial Services$25512-05-2013
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54203-27-2014
Barry SternRaymond JamesUBS Financial Services$10706-16-2014
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial Services02-11-2013
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-04-2018
Bill Rouse, Jessica Harper, Jeffrey Burton, Steve MeyerWells Fargo AdvisorsUBS Financial Services$42603-24-2016
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-03-2012
Bob Gehlen, Dave MuchaFirst Republic SecuritiesUBS Financial Services$60006-23-2017
Bonnie Adamczak, Randall NordenRaymond JamesUBS Financial Services$13703-19-2010
Brad Hamlin, Brad Fine, Carl PestelosJPMorgan Chase & Co.UBS Financial Services$40005-03-2017
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Showing 1 to 25 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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