Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services02-01-2019
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services11-02-2018
James MedskerWells Fargo AdvisorsUBS Financial Services10-26-2018
Laith KhalafWells Fargo AdvisorsUBS Financial Services10-26-2018
Stephen Gold, Patrick HenryJPMorgan Chase & Co.UBS Financial Services10-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services10-05-2018
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services04-04-2016
Ron Medaris, Chris GerrishWells Fargo AdvisorsUBS Financial Services02-25-2016
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services10-15-2015
David MunozBank of America Merrill LynchUBS Financial Services07-16-2015
Eric MillerWells Fargo AdvisorsUBS Financial Services06-17-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services02-27-2015
Morrie SymsonKestra FinancialUBS Financial Services02-04-2014
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services12-02-2013
Roland Pritchett, Matthew StuckeJPMorgan Chase & Co.UBS Financial Services11-08-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services04-19-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial Services02-11-2013
Sam KieferRisk Paradigm Group UBS Financial Services02-21-2012
David BoersigAmeriprise FinancialUBS Financial Services01-13-2012
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Wealth ManagementUBS Financial Services01-10-2012
Edward Cook, Robert HallMorgan Stanley Wealth ManagementUBS Financial Services09-13-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan Stanley Wealth ManagementUBS Financial Services05-04-2011
Brent Norman, Erik LawrencePaulson Wealth AdvisorsUBS Financial Services03-04-2011
Todd KrempaskyWells Fargo AdvisorsUBS Financial Services09-27-2010
Next Page »

Showing 1 to 25 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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