Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John KlineJanney Montgomery ScottUBS Financial Services$18002-05-2013
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Lee Miller, Andrew PleatBank of America Merrill LynchUBS Financial Services$18308-10-2012
Mark KeanBank of America Merrill LynchUBS Financial Services$14108-03-2012
Keith Munera, John WildemoreMorgan Stanley Wealth ManagementUBS Financial Services$31507-18-2012
Jack LobiancoWells Fargo AdvisorsUBS Financial Services$10907-09-2012
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-03-2012
David Molnar, Drew NordlichtHightower AdvisorsUBS Financial Services$33007-02-2012
Sheldon Hechtman, Ellen KlersfeldMorgan Stanley Wealth ManagementUBS Financial Services$21106-28-2012
Bruce DavidsonWells Fargo AdvisorsUBS Financial Services$17806-19-2012
Javier Vargas, Ramon PerezMorgan Stanley Wealth ManagementUBS Financial Services$30005-25-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Wealth ManagementUBS Financial Services$21005-21-2012
Frank SeminaraMorgan Stanley Wealth ManagementUBS Financial Services$75005-10-2012
Frank Bagrier, Wes CoyleMorgan Stanley Wealth ManagementUBS Financial Services$13505-02-2012
David ElfenbeinWells Fargo AdvisorsUBS Financial Services$8504-19-2012
Dennis Coleman, Thomas DunleavyWells Fargo AdvisorsUBS Financial Services$23304-19-2012
James Flood, Michael RomerMorgan Stanley Wealth ManagementUBS Financial Services$21304-09-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Wealth ManagementUBS Financial Services$65004-09-2012
Rick Hughes, Harry Greenberg, Shawn Senior, Daniel SilverbergMorgan Stanley Wealth ManagementUBS Financial Services$80003-26-2012
Sam KieferRisk Paradigm Group UBS Financial Services02-21-2012
Christopher Zich, Kenneth Fruehauf, Thomas Buhl, Keeland HoweWells Fargo AdvisorsUBS Financial Services$42401-24-2012
Matthew MontiniWells Fargo AdvisorsUBS Financial Services$22001-24-2012
David BoersigAmeriprise FinancialUBS Financial Services01-13-2012
« Previous PageNext Page »

Showing 226 to 250 of 314 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.