Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John KlineJanney Montgomery ScottUBS Financial Services$18002-05-2013
Michelle R. LavigneWells Fargo AdvisorsUBS Financial Services$12011-09-2012
Rich CeffalioWells Fargo AdvisorsUBS Financial Services$16511-02-2012
Robert Shwedel, Andrea RothWells Fargo AdvisorsUBS Financial Services$19611-01-2012
Lee Miller, Andrew PleatBank of America Merrill LynchUBS Financial Services$18308-10-2012
Mark KeanBank of America Merrill LynchUBS Financial Services$14108-03-2012
Keith Munera, John WildemoreMorgan Stanley Wealth ManagementUBS Financial Services$31507-18-2012
Jack LobiancoWells Fargo AdvisorsUBS Financial Services$10907-09-2012
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-03-2012
David Molnar, Drew NordlichtHightower AdvisorsUBS Financial Services$33007-02-2012
Sheldon Hechtman, Ellen KlersfeldMorgan Stanley Wealth ManagementUBS Financial Services$21106-28-2012
Bruce DavidsonWells Fargo AdvisorsUBS Financial Services$17806-19-2012
Javier Vargas, Ramon PerezMorgan Stanley Wealth ManagementUBS Financial Services$30005-25-2012
Richard Jenkin, Thomas FerranteMorgan Stanley Wealth ManagementUBS Financial Services$21005-21-2012
Frank SeminaraMorgan Stanley Wealth ManagementUBS Financial Services$75005-10-2012
Frank Bagrier, Wes CoyleMorgan Stanley Wealth ManagementUBS Financial Services$13505-02-2012
David ElfenbeinWells Fargo AdvisorsUBS Financial Services$8504-19-2012
Dennis Coleman, Thomas DunleavyWells Fargo AdvisorsUBS Financial Services$23304-19-2012
James Flood, Michael RomerMorgan Stanley Wealth ManagementUBS Financial Services$21304-09-2012
Jonathan Klausner, John Duffy, Jenny Margason, Caryn Wilkinson, Derek DisalvoMorgan Stanley Wealth ManagementUBS Financial Services$65004-09-2012
Rick Hughes, Harry Greenberg, Shawn Senior, Daniel SilverbergMorgan Stanley Wealth ManagementUBS Financial Services$80003-26-2012
Sam KieferRisk Paradigm Group UBS Financial Services02-21-2012
Christopher Zich, Kenneth Fruehauf, Thomas Buhl, Keeland HoweWells Fargo AdvisorsUBS Financial Services$42401-24-2012
Matthew MontiniWells Fargo AdvisorsUBS Financial Services$22001-24-2012
David BoersigAmeriprise FinancialUBS Financial Services01-13-2012
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Showing 226 to 250 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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