Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Haberman, Robert Brevetti, William CollinsMorgan Stanley Wealth ManagementUBS Financial Services01-10-2012
Albert GreenRaymond JamesUBS Financial Services$15012-27-2011
Pedro Harth-SilvaRaymond JamesUBS Financial Services$10512-19-2011
T. Gregory Naples, Chris NapleMorgan Stanley Wealth ManagementUBS Financial Services$10011-15-2011
Dave Kohlhaas, Brad Christiansen, Kristin RognerudRaymond JamesUBS Financial Services$20011-14-2011
Britt DoyleSanctuary Wealth ServicesUBS Financial Services$25011-11-2011
Brad NettuneMorgan Stanley Wealth ManagementUBS Financial Services$50011-03-2011
Mark D. Rosenberg, Fred Weingart, Tina-Marie Bryant, Roberta BermanMorgan Stanley Wealth ManagementUBS Financial Services$15211-03-2011
Robert Iorii, Sr., Robert Iorii, Jr.Wells Fargo AdvisorsUBS Financial Services$15010-18-2011
Jeff Leventhal, Evan NowackHightower AdvisorsUBS Financial Services$40009-19-2011
Edward Cook, Robert HallMorgan Stanley Wealth ManagementUBS Financial Services09-13-2011
Troy H. LeBlancRaymond JamesUBS Financial Services$11008-19-2011
Daniel MurphyWells Fargo AdvisorsUBS Financial Services$30108-02-2011
Gregory WrightWells Fargo AdvisorsUBS Financial Services$13608-02-2011
John Burns, William Liebowitz, Peter Krones, John ForgatchBank of America Merrill LynchUBS Financial Services$27707-18-2011
Michael BorzaBank of America Merrill LynchUBS Financial Services$17407-01-2011
Arturo Perret-GentilMorgan Stanley Wealth ManagementUBS Financial Services$10706-14-2011
Esteban FormosoMorgan Stanley Wealth ManagementUBS Financial Services$8306-14-2011
Christopher BollenbachBank of America Merrill LynchUBS Financial Services$11706-13-2011
John Kaddis, John F. Kennedy, Christine L. BerryRaymond JamesUBS Financial Services$13005-19-2011
Shawn Liebel, Kevin ForneyMorgan Stanley Wealth ManagementUBS Financial Services$21105-17-2011
Michael Paesano, Jeffrey Cadan, Richard Perkins, Matthew HayfordMorgan Stanley Wealth ManagementUBS Financial Services05-04-2011
Carolyn Edwards, Roy SeayRaymond JamesUBS Financial Services$12503-08-2011
Brent Norman, Erik LawrencePaulson Wealth AdvisorsUBS Financial Services03-04-2011
Randy RossAegis CapitalUBS Financial Services$6002-14-2011
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Showing 251 to 275 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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