Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Craig Greenberg, Joseph McDermottMorgan Stanley Wealth ManagementUBS Financial Services$14401-31-2011
Robin Krasny, Mark LewisMorgan Stanley Wealth ManagementUBS Financial Services$31001-20-2011
Jeanne Forkeutis, Frank SalvagniMorgan Stanley Wealth ManagementUBS Financial Services$14311-29-2010
Rick CaiazzoMorgan Stanley Wealth ManagementUBS Financial Services$29011-29-2010
Juan CabanasBank of America Merrill LynchUBS Financial Services$19211-19-2010
Michael AppelbaumBank of America Merrill LynchUBS Financial Services$45011-19-2010
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Jerome Bookstein, Adam BornsteinBank of America Merrill LynchUBS Financial Services$17010-15-2010
Matt West, Doug Hall, Christian Bauman, Scott SelzerU.S. Capital AdvisorsUBS Financial Services$45010-12-2010
Mike Deggelman, Chris ParkerHightower AdvisorsUBS Financial Services$25010-12-2010
Todd KrempaskyWells Fargo AdvisorsUBS Financial Services09-27-2010
Matt OttuschWells Fargo AdvisorsUBS Financial Services09-08-2010
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Michael RobertsReliance FinancialUBS Financial Services$49508-04-2010
William NevittSummit Brokerage ServicesUBS Financial Services$5507-30-2010
The Legacy Wealth Management GroupMorgan Stanley Wealth ManagementUBS Financial Services$35007-02-2010
Andrew Morse, Justin Towey, Bob WhiteHightower AdvisorsUBS Financial Services$55007-01-2010
Joseph Fortuna, Timothy PreteMorgan Stanley Wealth ManagementUBS Financial Services$73806-21-2010
Chuck Putney, Bill McCraeRBC Wealth ManagementUBS Financial Services$50006-17-2010
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010
Robert Baker, Edmund IannacconeWells Fargo AdvisorsUBS Financial Services$21406-08-2010
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan Stanley Wealth ManagementUBS Financial Services$15105-21-2010
Richard Ziegelasch, Wendy HolmesCredit Suisse Wealth ServicesUBS Financial Services$25805-20-2010
Edward Bell, Greg FarahWells Fargo AdvisorsUBS Financial Services$22005-18-2010
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Showing 276 to 300 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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