Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Craig Greenberg, Joseph McDermottMorgan Stanley Wealth ManagementUBS Financial Services$14401-31-2011
Robin Krasny, Mark LewisMorgan Stanley Wealth ManagementUBS Financial Services$31001-20-2011
Jeanne Forkeutis, Frank SalvagniMorgan Stanley Wealth ManagementUBS Financial Services$14311-29-2010
Rick CaiazzoMorgan Stanley Wealth ManagementUBS Financial Services$29011-29-2010
Juan CabanasBank of America Merrill LynchUBS Financial Services$19211-19-2010
Michael AppelbaumBank of America Merrill LynchUBS Financial Services$45011-19-2010
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan Stanley Wealth ManagementUBS Financial Services$18411-11-2010
Jerome Bookstein, Adam BornsteinBank of America Merrill LynchUBS Financial Services$17010-15-2010
Matt West, Doug Hall, Christian Bauman, Scott SelzerU.S. Capital AdvisorsUBS Financial Services$45010-12-2010
Mike Deggelman, Chris ParkerHightower AdvisorsUBS Financial Services$25010-12-2010
Todd KrempaskyWells Fargo AdvisorsUBS Financial Services09-27-2010
Matt OttuschWells Fargo AdvisorsUBS Financial Services09-08-2010
Art Martin, Wade Martin, John RizzoMorgan Stanley Wealth ManagementUBS Financial Services$35008-20-2010
Michael RobertsReliance FinancialUBS Financial Services$49508-04-2010
William NevittSummit Brokerage ServicesUBS Financial Services$5507-30-2010
The Legacy Wealth Management GroupMorgan Stanley Wealth ManagementUBS Financial Services$35007-02-2010
Andrew Morse, Justin Towey, Bob WhiteHightower AdvisorsUBS Financial Services$55007-01-2010
Joseph Fortuna, Timothy PreteMorgan Stanley Wealth ManagementUBS Financial Services$73806-21-2010
Chuck Putney, Bill McCraeRBC Wealth ManagementUBS Financial Services$50006-17-2010
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010
Robert Baker, Edmund IannacconeWells Fargo AdvisorsUBS Financial Services$21406-08-2010
Matthew Segal, Joseph Pizzo, Irwin Werbowsky, Mohamed YassinMorgan Stanley Wealth ManagementUBS Financial Services$15105-21-2010
Richard Ziegelasch, Wendy HolmesCredit Suisse Wealth ServicesUBS Financial Services$25805-20-2010
Edward Bell, Greg FarahWells Fargo AdvisorsUBS Financial Services$22005-18-2010
« Previous PageNext Page »

Showing 276 to 300 of 314 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.