Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Glasser Jr.Wells Fargo AdvisorsUBS Financial Services$15005-17-2010
Pamela Rosenau, Dennis PaulHightower AdvisorsUBS Financial Services$70005-01-2010
Tom Bertaut, Chris Carrico, Bill WhitneyMississippi Investment ManagementUBS Financial Services$10004-19-2010
John Choudhary, Anne-Day McCabeWells Fargo AdvisorsUBS Financial Services$11003-25-2010
James Dolan, Pamela BayardMorgan Stanley Wealth ManagementUBS Financial Services$54003-23-2010
Bonnie Adamczak, Randall NordenRaymond JamesUBS Financial Services$13703-19-2010
Mark S. BaileyMorgan Stanley Wealth ManagementUBS Financial Services$16003-11-2010
Thomas BrockleyRBC Wealth ManagementUBS Financial Services$16002-22-2010
Robert StorlieSummit Brokerage ServicesUBS Financial Services$6002-18-2010
Carlos Van Maanen, Carlos StolkMorgan Stanley Wealth ManagementUBS Financial Services$27001-26-2010
Randall Ridenour & TeamMorgan Stanley Wealth ManagementUBS Financial Services$12001-26-2010
Robert Nelson MurrayMorgan Stanley Wealth ManagementUBS Financial Services$40001-26-2010
Christopher Davis, Matthias KuhlmeyHightower AdvisorsUBS Financial Services$25011-10-2009
Dudley LaBauve IIISummit Brokerage ServicesUBS Financial Services$2811-09-2009
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Showing 301 to 314 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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