Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew W. Shaughnessy Joe HollisAmeriprise FinancialUBS Financial Services$28408-17-2018
Patrick Amato, Robert Waldbauer Jr.JPMorgan Chase & Co.UBS Financial Services$75308-10-2018
Carolyn French, Byron ReyesProspera Financial ServicesUBS Financial Services$15008-02-2018
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Thomas BellStifel Nicolaus & Co.UBS Financial Services$6907-19-2018
Louie A. ValdezWells Fargo AdvisorsUBS Financial Services$20007-05-2018
Thomas P. Kirwan, Michael Brooks TownsendWells Fargo AdvisorsUBS Financial Services$19306-29-2018
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Jennifer Arquilla, David Arquilla Wells Fargo AdvisorsUBS Financial Services$33605-30-2018
Ron Lambke, Louis Montana Wells Fargo AdvisorsUBS Financial Services$18005-30-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dan Strebler, Walt Sokira, Toni FrancisHilliard LyonsUBS Financial Services$23005-11-2018
Tony Urdes, Bianca UrdesStifel Nicolaus & Co.UBS Financial Services$30004-20-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Susanna Kim BrackeWells Fargo AdvisorsUBS Financial Services$21704-06-2018
Ian N. Wilt, Michael Jude ScovicMorgan Stanley Wealth ManagementUBS Financial Services$46303-23-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Richard L. BeanAmeriprise FinancialUBS Financial Services$7702-16-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
John Hebert, Brandon HebertKestra FinancialUBS Financial Services$6812-29-2017
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
James D. SheehanRaymond JamesUBS Financial Services$32712-12-2017
David Bernacchia, Darren DeQuatroRaymond JamesUBS Financial Services$25012-05-2017
Jason Bratt, David Nanson, Ashley ColvinDynasty Financial PartnersUBS Financial Services$22812-05-2017
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Showing 26 to 50 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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