Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda B. GlanzJanney Montgomery ScottUBS Financial Services$5511-30-2017
Bernie L. TownesJanney Montgomery ScottUBS Financial Services$6511-30-2017
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services$1,20011-30-2017
Mark Santia, Edmund FosterRBC Wealth ManagementUBS Financial Services$36611-30-2017
Richard Edge and John MinsonJPMorgan Chase & Co.UBS Financial Services$60011-30-2017
Ruggero Borletti, Sabrina PrasilBank of America Merrill LynchUBS Financial Services$30311-30-2017
Timothy WoodsRBC Wealth ManagementUBS Financial Services$25011-21-2017
Allen Langer, J. Fredrick Martinez, Marnie RoseRBC Wealth ManagementUBS Financial Services$23111-03-2017
Scott BowmanWells Fargo AdvisorsUBS Financial Services$7209-13-2017
Todd MitchellRBC Wealth ManagementUBS Financial Services$22009-01-2017
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Ronald Kikawa, Karen K.Y. Yasukawa, Gregg Matsuura, Wesley K. Yamamoto, Susanne M. Millard, Paul Yamashita, Kelly Kimura, Reid KobashigawaRaymond JamesUBS Financial Services$3,50006-27-2017
Bob Gehlen, Dave MuchaFirst Republic SecuritiesUBS Financial Services$60006-23-2017
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterDynasty Financial PartnersUBS Financial Services$8,40006-19-2017
F. Michael Covey, Thomas Kane, Mark WiktorBank of America Merrill LynchUBS Financial Services$3,00006-02-2017
Joseph Gabriele, Paul Vasady-KovacsBank of America Merrill LynchUBS Financial Services$1,00006-02-2017
John MillerWells Fargo AdvisorsUBS Financial Services$11906-01-2017
Jeffrey TolbertRobert W. Baird & Co.UBS Financial Services$17805-16-2017
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Ali MandalinciRaymond JamesUBS Financial Services$13005-04-2017
Brad Hamlin, Brad Fine, Carl PestelosJPMorgan Chase & Co.UBS Financial Services$40005-03-2017
Michael Nimmo, Christian Nimmo, Rachel NimmoStifel Nicolaus & Co.UBS Financial Services$10004-28-2017
Tracey Schusterman, Rosa MazzoneRBC Wealth ManagementUBS Financial Services$37504-21-2017
John Brewster, Randall BrewsterAmeriprise FinancialUBS Financial Services$26103-10-2017
Blake PratzDynasty Financial PartnersUBS Financial Services$35002-23-2017
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Showing 51 to 75 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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