Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John WittWells Fargo AdvisorsUBS Financial Services$10706-01-2016
Craig Yates, John DillonMorgan Stanley Wealth ManagementUBS Financial Services$21905-31-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Tom W. O'Bryon IIRaymond JamesUBS Financial Services$10005-12-2016
Joel Selden, Larry ScharfRaymond JamesUBS Financial Services$32004-29-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Joseph G. Hameline, Jr., Joseph G. Hameline, III, Erikson HamelineRaymond JamesUBS Financial Services$26004-14-2016
John B. Campanello, Peggy CappellettiBank of America Merrill LynchUBS Financial Services04-04-2016
Bill Rouse, Jessica Harper, Jeffrey Burton, Steve MeyerWells Fargo AdvisorsUBS Financial Services$42603-24-2016
Peter AdcroftJanney Montgomery ScottUBS Financial Services$10303-23-2016
Ron VinderMorgan Stanley Wealth ManagementUBS Financial Services$4,30003-16-2016
Ron Medaris, Chris GerrishWells Fargo AdvisorsUBS Financial Services02-25-2016
Constance Miner, Ross HamiltonRaymond JamesUBS Financial Services$20001-14-2016
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2016
Greg BowdenWells Fargo AdvisorsUBS Financial Services$5601-10-2016
John M. Borth, David P. Brown, Paul G. UllmannSuntrust Investment ServicesUBS Financial Services$26012-04-2015
Gregory J. KenzikRBC Wealth ManagementUBS Financial Services$30011-30-2015
Josh ShepherdAmeriprise FinancialUBS Financial Services$6810-30-2015
Edward J. Murphy IIIRBC Wealth ManagementUBS Financial Services$15010-29-2015
Deborah Briskin, Chris Underhill, Brian BelakBank of America Merrill LynchUBS Financial Services10-15-2015
Brian J. TerryWells Fargo AdvisorsUBS Financial Services$11509-24-2015
Stephen J. Erickson, Michael Martin, Scott Louder, Christopher Lussier, Diana Correa, Nancy JonesRaymond JamesUBS Financial Services$55009-16-2015
Paul C. TannerLas Olas Capital AdvisorsUBS Financial Services$40008-05-2015
David MunozBank of America Merrill LynchUBS Financial Services07-16-2015
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Showing 101 to 125 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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