Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Murray Hightower AdvisorsUBS Financial Services$20007-14-2015
Daniel WelkerWells Fargo AdvisorsUBS Financial Services$8207-10-2015
Anthony Chevalier, Vance Whitby Bank of America Merrill LynchUBS Financial Services$19307-08-2015
Tighe SmithWells Fargo AdvisorsUBS Financial Services$10407-02-2015
Will Leven, Alora Anderson, Anthony Hoff, Ashlee KeglerBank of America Merrill LynchUBS Financial Services$107-02-2015
Larry Pulliam, Jeff KerriganWells Fargo AdvisorsUBS Financial Services$16506-30-2015
Eric MillerWells Fargo AdvisorsUBS Financial Services06-17-2015
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30005-21-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$105-01-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-01-2015
Dennis P. BarbaWells Fargo AdvisorsUBS Financial Services$17505-01-2015
David K. Neal, John Jenkins, Chace Dillon, Michele Horton, Tracy Ruddle, Deborah FarnhamFrontier Wealth ManagementUBS Financial Services$75004-02-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-01-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-01-2015
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-05-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26702-27-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services02-27-2015
Michael Calvin, Guy Clayton Bank of America Merrill LynchUBS Financial Services$17502-13-2015
Paul Levy Jr., William PierLPL FinancialUBS Financial Services$16002-04-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-02-2015
W. Ware Smith, Jr.Ameriprise FinancialUBS Financial Services$8501-16-2015
Joel P. FeldmanRaymond JamesUBS Financial Services$18801-08-2015
Emmett Towey, Michael Cantore IIIHightower AdvisorsUBS Financial Services$55001-02-2015
Dale WatersBank of America Merrill LynchUBS Financial Services$18512-12-2014
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Showing 126 to 150 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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