Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James CarterAmeriprise FinancialUBS Financial Services$13010-25-2013
Julie LinAmeriprise FinancialUBS Financial Services$5010-25-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-18-2013
Matthew J. Sotland, Donald J. BorowiakWells Fargo AdvisorsUBS Financial Services$12910-15-2013
Ajay K. GuptaGupta Wealth ManagementUBS Financial Services$54010-07-2013
Stephen Ruvituso, Lee Konopka, Robert Matluck, Todd Stankiewicz Bank of America Merrill LynchUBS Financial Services$109-27-2013
John Phillips, Darrell Jones, Scott DickersonæWells Fargo AdvisorsUBS Financial Services$21909-16-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23208-16-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-09-2013
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28707-29-2013
Courtenay Hathcock, Frederick Rossetter, William BlackWells Fargo AdvisorsUBS Financial Services$41806-28-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10506-18-2013
Michael T. WalshAmeriprise FinancialUBS Financial Services$12006-07-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial Services$16106-07-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17906-05-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25005-24-2013
J.D. JoyceWells Fargo AdvisorsUBS Financial Services$30605-23-2013
Donald A. Jones, Trevor JonesAmeriprise FinancialUBS Financial Services04-19-2013
Mark KravietzHightower AdvisorsUBS Financial Services$30003-22-2013
Todd Havill Bank of America Merrill LynchUBS Financial Services$15603-20-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services $21503-18-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Scott SextonMorgan Stanley Wealth ManagementUBS Financial Services$70003-01-2013
Betsy Dickson , Dawn DicksonBenjamin F. Edwards & Co.UBS Financial Services02-11-2013
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Showing 201 to 225 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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