Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna L. MitchellMorgan Stanley Wealth ManagementUBS Financial Services$10010-26-2018
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services10-05-2018
Ian N. Wilt, Michael Jude ScovicMorgan Stanley Wealth ManagementUBS Financial Services$46303-23-2018
Christine CaronaMorgan Stanley Wealth ManagementUBS Financial Services$38807-28-2017
Craig Yates, John DillonMorgan Stanley Wealth ManagementUBS Financial Services$21905-31-2016
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Ron VinderMorgan Stanley Wealth ManagementUBS Financial Services$4,30003-16-2016
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$105-01-2015
Phil Hanna, Jr., Brent SternMorgan Stanley Wealth ManagementUBS Financial Services$13005-01-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26702-27-2015
Robert PhelpsMorgan Stanley Wealth ManagementUBS Financial Services$9010-17-2014
Richard WilsonMorgan Stanley Wealth ManagementUBS Financial Services$11009-16-2014
Robert SatterfieldMorgan Stanley Wealth ManagementUBS Financial Services$18007-28-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-21-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampMorgan Stanley Wealth ManagementUBS Financial Services$501-03-2014
Marie H. MurdockMorgan Stanley Wealth ManagementUBS Financial Services12-02-2013
Robert P. SchneiderMorgan Stanley Wealth ManagementUBS Financial Services$33410-18-2013
Stanley AlintoffMorgan Stanley Wealth ManagementUBS Financial Services $23208-16-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr. Morgan Stanley Wealth ManagementUBS Financial Services$16106-07-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Roxann Romano, Anthony CatalanoMorgan Stanley Wealth ManagementUBS Financial Services03-01-2013
Scott SextonMorgan Stanley Wealth ManagementUBS Financial Services$70003-01-2013
Keith Munera, John WildemoreMorgan Stanley Wealth ManagementUBS Financial Services$31507-18-2012
Blane HammerMorgan Stanley Wealth ManagementUBS Financial Services$12007-03-2012
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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