Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Martin, Andrew ArcherMorgan Stanley Wealth ManagementUBS Financial Services$40010-05-2018
Steve LevineFirst Republic SecuritiesUBS Financial Services$2,00009-24-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Louie A. ValdezWells Fargo AdvisorsUBS Financial Services$20007-05-2018
Thomas P. Kirwan, Michael Brooks TownsendWells Fargo AdvisorsUBS Financial Services$19306-29-2018
Susanna Kim BrackeWells Fargo AdvisorsUBS Financial Services$21704-06-2018
Andrew HutchesonRaymond JamesUBS Financial Services$20002-01-2018
Bob Gehlen, Dave MuchaFirst Republic SecuritiesUBS Financial Services$60006-23-2017
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Brad Hamlin, Brad Fine, Carl PestelosJPMorgan Chase & Co.UBS Financial Services$40005-03-2017
Paul L. FeinsteinFirst Republic SecuritiesUBS Financial Services$45002-10-2017
Geoffrey PaulMorgan Stanley Wealth ManagementUBS Financial Services$28005-31-2016
Mark French, Kevin Parrill Bank of America Merrill LynchUBS Financial Services$23904-18-2016
Matt Yonally, Chris Compogiannis Bank of America Merrill LynchUBS Financial Services$30005-21-2015
Greg Fullmer, Daniel Hawkins, Douglas DyakonMorgan Stanley Wealth ManagementUBS Financial Services$105-01-2015
Daniel K. SchwalaMorgan Stanley Wealth ManagementUBS Financial Services$26702-27-2015
Shahmir Moussavi Wells Fargo AdvisorsUBS Financial Services$12512-05-2014
William 'Bill' Boatwright, Craig DiamondWells Fargo AdvisorsUBS Financial Services$25909-10-2014
Jose Moreno, Michael Dye, Oliver CervantesWells Fargo AdvisorsUBS Financial Services$47908-28-2014
Kate Lunn, Elise KausenWells Fargo AdvisorsUBS Financial Services$14108-28-2014
Robert Rotstan, James ValeWells Fargo AdvisorsUBS Financial Services$9508-28-2014
Barry SternRaymond JamesUBS Financial Services$10706-16-2014
Shawn GruverWells Fargo AdvisorsUBS Financial Services$10906-10-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20004-16-2014
Howard Rowen, Halsey SmithBank of America Merrill LynchUBS Financial Services $304-09-2014
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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