Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services$7004-09-2018
Regina Ruth Onkst, Jim OnkstAmeriprise FinancialUBS Financial Services$11303-09-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services$44012-14-2017
Kurt SylviaJPMorgan Chase & Co.UBS Financial Services$1,20011-30-2017
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
Michael Dadko Janney Montgomery ScottUBS Financial Services$11209-22-2016
Martin MooreAmeriprise FinancialUBS Financial Services$12007-01-2016
Chris Ure, Al MartinezHightower AdvisorsUBS Financial Services$12504-18-2016
Kevin SmithAmeriprise FinancialUBS Financial Services$7401-12-2016
Paul C. TannerLas Olas Capital AdvisorsUBS Financial Services$40008-05-2015
Dustin A. SmithRBC Wealth ManagementUBS Financial Services$18304-01-2015
James R. RubintonRBC Wealth ManagementUBS Financial Services$10604-01-2015
Robert J. Debbs, Frederick J. Shapiro, Steven F. Colamarino, Albert David Hutzler IIIBank of America Merrill LynchUBS Financial Services$50003-05-2015
Rob TorringtonRaymond JamesUBS Financial Services$10312-12-2014
Robert BennettBank of America Merrill LynchUBS Financial Services$10809-23-2014
Eric de Goldsmith-Rothschild Raymond JamesUBS Financial Services$12509-12-2014
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services$10007-02-2014
David BeharMorgan Stanley Wealth ManagementUBS Financial Services$20003-21-2014
Louis V. Walsh IVWells Fargo AdvisorsUBS Financial Services$28707-29-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17906-05-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion Tettke Morgan Stanley Wealth ManagementUBS Financial Services$37505-31-2013
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services$25005-24-2013
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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